Skip to main content
Hit enter to search or ESC to close
Close Search
oakes & fosher, llc logo
search
Menu
  • Practice Areas
    • Alternative Investments
      • Non-Traded REITs
      • Non-Traded BDCs
      • Private Placements
      • Promissory Notes
    • FINRA Arbitration
    • Churning & Excessive Trading
    • Stockbroker Fraud
      • Elder Fraud
      • Ponzi Scheme
      • Conversion Fraud
    • Annuity Fraud
      • Equity Indexed Annuities
      • Variable Annuities
    • Broker Negligence
    • Insurance Fraud Lawyer
      • Variable Life Insurance Fraud
      • Whole Life Insurance Fraud
  • About Us
    • Bruce D Oakes
    • Richard B Fosher
    • Paralegals & Staff
  • Our Results
    • Awards & Settlements
    • Testimonials
  • Resources
    • Blog
    • Current Investigations
    • In the News
    • Securities Fraud Resources
    • Upload Information
  • Contact
  • (314) 428-7600
  • search
  • Practice Areas
    • Alternative Investments
      • Non-Traded REITs
      • Non-Traded BDCs
      • Private Placements
      • Promissory Notes
    • FINRA Arbitration
    • Churning & Excessive Trading
    • Stockbroker Fraud
      • Elder Fraud
      • Ponzi Scheme
      • Conversion Fraud
    • Annuity Fraud
      • Equity Indexed Annuities
      • Variable Annuities
    • Broker Negligence
    • Insurance Fraud Lawyer
      • Variable Life Insurance Fraud
      • Whole Life Insurance Fraud
  • About Us
    • Bruce D Oakes
    • Richard B Fosher
    • Paralegals & Staff
  • Our Results
    • Awards & Settlements
    • Testimonials
  • Resources
    • Blog
    • Current Investigations
    • In the News
    • Securities Fraud Resources
    • Upload Information
  • Contact
  • (314) 428-7600
Oakes Fossher LLC Accounting firm st louis
Category

Current Investigations

Oct 04
Love0
AdobeStock 69409122

Marlyn McClain Allegedly Recommends Unsuitable Securities To An Elderly Customer

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Marlyn McClain. According to his publicly available FINRA BrokerCheck report, Marlyn McClain has been…
Read More
Oct 04
Love0
AdobeStock 74888921

Mel Hertz Allegedly Makes Unsuitable Recommendations

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of securities broker Mel Hertz. According to his publicly available FINRA BrokerCheck report, Mel Hertz has been…
Read More
Oct 04
Love0
AdobeStock 92679503

Reynold Frank Vaughan III Allegedly Breaches Contract

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of securities broker Reynold Frank Vaughan III. According to his publicly available FINRA BrokerCheck report, Reynold Frank…
Read More
Oct 04
Love0
AdobeStock 40515377

Arshad Hussain Terminated From Both Edward Jones And Next Financial Group

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Arshad Hussain. According to his publicly available FINRA BrokerCheck report, Arshad Hussain has…
Read More
Oct 04
Love0
AdobeStock 41845221

Ian Deliz Morales Has Been The Subject Of Numerous Customer Complaints In Connection With Puerto Rican Securities

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Ian Deliz Morales. According to his publicly available FINRA BrokerCheck report, Ian Deliz…
Read More
Oct 04
Love0
AdobeStock 104807874

Laurence Greene Allegedly Makes Unsuitable Investment Recommendations To Multiple Customers

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Laurence Greene. According to his publicly available FINRA BrokerCheck report, Laurence Greene has…
Read More
Oct 04
Love0
AdobeStock 130231971

Jerry Westling Allegedly Recommends An Unsuitable Product

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker Jerry Westling. According to his publicly available FINRA BrokerCheck report, Jerry Westling has…
Read More
Oct 04
Love0
AdobeStock 24260155

David W. Stewart Terminated From IBN Financial Services

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker David W. Stewart. According to his publicly available FINRA BrokerCheck report, David W.…
Read More
Oct 03
Love0
AdobeStock 1800313 1

Vernon Sears Allegedly Recommends Unit Investment Trusts To Unsuited Investors

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Vernon Sears. According to his publicly available FINRA BrokerCheck report, Vernon Sears has…
Read More
Oct 03
Love0
AdobeStock 180008799

Robert Kostigen Allegedly Recommends Unsuitable Variable Annuities

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Robert Kostigen. According to his publicly available FINRA BrokerCheck report, Robert Kostigen has been…
Read More
  • Previous
  • 1
  • …
  • 127
  • 128
  • 129
  • 130
  • 131
  • …
  • 147
  • Next

contact usawards & settlementsour attorneysclient testimonialsfirm news

Contact Us

Address: 1401 S Brentwood Blvd #250, St. Louis, MO 63144 | Phone:  (314) 428-7600  Fax: (314) 428-7604

© 2026 Oakes & Fosher Law. All Rights Reserved. | Privacy Policy & Terms Of Use | Disclaimer | Sitemap