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Category

Current Investigations

Oct 10
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David Pappas Allegedly Executes Unauthorized Trades

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker David Pappas. According to his publicly available FINRA BrokerCheck report, David Pappas has been…
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Oct 10
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Perry Gallagher Allegedly Makes Material Misrepresentations

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Perry Gallagher. According to his publicly available FINRA BrokerCheck report, Perry Gallagher has been…
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Oct 10
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Mark David Kemp Allegedly Fails To Disclose Annuity Fees

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Mark David Kemp. According to his publicly available FINRA BrokerCheck report, Mark David Kemp…
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Oct 10
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Ruben Frezzotti Allegedly Recommends Unsuitable Investments

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Ruben Frezzotti. According to his publicly available FINRA BrokerCheck report, Ruben Frezzotti has been…
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Oct 10
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Hector May Allegedly Defrauds Numerous Customers Through A Multi-Million Dollar Ponzi-Scheme

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Hector May. According to his publicly available FINRA BrokerCheck report, Hector May has…
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Oct 10
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Thomas McDavid Allegedly Recommends An Unsuitable Options Trading Strategy

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Thomas McDavid. According to his publicly available FINRA BrokerCheck report, Thomas McDavid has been…
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Oct 10
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William Heiden Allegedly Engages In Financial Elder Abuse

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker William Heiden. According to his publicly available FINRA BrokerCheck report, William Heiden has…
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Oct 10
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Joel Webber Allegedly Misrepresents Income Benefit Riders For Variable Annuities

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Joel Weber. According to his publicly available FINRA BrokerCheck report, Joel Weber has been…
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Oct 10
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John Forster Allegedly Transfers Funds Without Authorization

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker John Forster. According to his publicly available FINRA BrokerCheck report, John Forster has been…
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Oct 10
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William Lancaster Barred By The Oklahoma Department Of Securities

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker William Lancaster. William Lancaster was an Oklahoma based securities broker. He worked in the…
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