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Oakes & Fosher

Feb 26
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Richard Bernstein Allegedly Makes Unauthorized Trades

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Richard Bernstein. According to his publicly available FINRA BrokerCheck report, Richard Bernstein has been…
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Feb 25
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Donna Hines Allegedly Makes Material Misrepresentations

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Donna Hines. According to her publicly available FINRA BrokerCheck report, Donna Hines has been…
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Feb 25
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Walter G. Taylor Discharged From Wells Fargo Clearing Services

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Walter G. Taylor. According to his publicly available FINRA BrokerCheck report, Walter G.…
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Feb 25
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Multiple Customers Acuse Larry Freie Of Making Material Misrepresentations

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Larry Freie. According to his publicly available FINRA BrokerCheck report, Larry Freie has…
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Feb 25
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Ralph Byer Allegedly Trades His Customers’ Account Excessively

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Ralph Byer. According to his publicly available FINRA BrokerCheck report, Ralph Byer has been…
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Feb 25
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John Grillo Allegedly Invests Customers In An Unsuitable Mutual Fund

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker John Grillo. According to his publicly available FINRA BrokerCheck report, John Grillo has been…
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Feb 25
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Dee Dee Brooks Resigns From Signator Investors Amidst Allegations Of Investing Customer Funds In A Fraudulent Ponzi Scheme

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Dee Dee Brooks. According to her publicly available FINRA BrokerCheck report, Dee Dee…
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Feb 25
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Sebastian Wyczawski Allegedly Engages In Common Law Fraud

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Sebastian Wyczawski. According to his publicly available FINRA BrokerCheck report, Sebastian Wyczawski has been…
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Feb 25
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Jason Dohaney Allegedly Fails To Transfer A Customer’s Assets

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Jason Dohaney. According to his publicly available FINRA BrokerCheck report, Jason Dohaney has been…
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Feb 25
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Raymond Benjamin Allegedly Recommends Customers Liquidate Mutual Funds To Purchase Unsuitable Annuities

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Raymond Benjamin. According to his publicly available FINRA BrokerCheck report, Raymond Benjamin is the…
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