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Oakes & Fosher

Feb 21
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Jon Lindberg Allegedly Loses Client’s Money Due To Incompetence

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Jon Lindberg. According to his publicly available FINRA BrokerCheck report, Jon Lindberg has…
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Feb 21
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John Lisowski Allegedly Excessively Trades His Client’s Account

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker John Lisowski. According to his publicly available FINRA BrokerCheck report, John Lisowski has been…
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Feb 21
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Gary Boyt Allegedly Converts Customer Funds

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Gary Boyt. According to his publicly available FINRA BrokerCheck report, Gary Boyt has been…
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Feb 21
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Elvis Parkes Allegedly Makes Multiple Unsuitable Investment Recommendations

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Elvis Parkes. According to his publicly available FINRA BrokerCheck report, Elvis Parkes has been…
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Feb 21
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Carl Cornaglia Allegedly Engages In Fraud Concerning The Sale Of DBSI 2008 Notes

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Carl Cornaglia. According to his publicly available FINRA BrokerCheck report, Carl Cornaglia has been…
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Feb 20
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Gary Pevey Allegedly Issues Unsuitable Promissory Notes

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Gary Pevey. According to his publicly available FINRA BrokerCheck report, Gary Pevey has…
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Feb 20
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Jeffrey Nimmow Allegedly Recommends Highly Fraudulent Woodbridge Securities

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Jeffrey Nimmow. According to his publicly available FINRA BrokerCheck report, Jeffrey Nimmow has…
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Feb 20
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Maria Hendershott Allegedly Makes Material Misrepresentations And Omissions Of Fact

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Maria Hendershott. According to her publicly available FINRA BrokerCheck report, Maria Hendershott has been…
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Feb 20
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Samuel Monchik Allegedly Recommends Unsuitable REITs

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Samuel Monchik. According to his publicly available FINRA BrokerCheck report, Samuel Monchik has been…
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Feb 20
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Thomas Olexa Allegedly Over-Concentrates A Customer’s Portfolio In Aggressive, High-Risk Investments

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Thomas Olexa. According to his publicly available FINRA BrokerCheck report, Thomas Olexa has been…
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