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Oakes & Fosher

Mar 01
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Jerry Michna Allegedly Recommends Unsuitable Energy Sector Securities

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Jerry Michna. According to his publicly available FINRA BrokerCheck report, Jerry Michna has been…
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Feb 27
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Walter Valenzuela Allegedly Excessively Trades Customer Accounts

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Walter Valenzuela. According to his publicly available FINRA BrokerCheck report, Walter Valenzuela has been…
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Feb 27
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Scott Kaup Allegedly Makes Unsuitable Investment Recommendations

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Scott Kaup. According to his publicly available FINRA BrokerCheck report, Scott Kaup has been…
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Feb 27
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Multiple Customers Accuse Kevin Canfield Of Fraud

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Kevin Canfield. According to his publicly available FINRA BrokerCheck report, Kevin Canfield has been…
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Feb 27
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Robert Cavanagh Allegedly Breaches His Fiduciary Duty

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Robert Cavanagh. According to his publicly available FINRA BrokerCheck report, Robert Cavanagh has been…
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Feb 27
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Jarett Liddicoat Allegedly Makes Material Misrepresentations

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Jarett Liddicoat. According to his publicly available FINRA BrokerCheck report, Jarett Liddicoat has been…
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Feb 27
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Ghazaleh Ebrahimi Allegedly Engages In Financial Elder Abuse

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Ghazaleh Ebrahimi. According to his publicly available FINRA BrokerCheck report, Ghazaleh Ebrahimi has been…
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Feb 27
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Michael Vetere Allegedly Churns Client Accounts

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Michael Vetere. According to his publicly available FINRA BrokerCheck report, Michael Vetere has…
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Feb 27
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Ben Dembla Barred By FINRA After Allegedly Circumventing Merrill Lynch’s Mutual Fund Accumulation Policy

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Ben Dembla. According to his publicly available FINRA BrokerCheck report, Ben Dembla has…
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Feb 27
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Gary Meier Allegedly Recommends Unsuitable Investments

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Gary Meier. According to his publicly available FINRA BrokerCheck report, Gary Meier has…
Read More
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