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Oakes & Fosher

Feb 25
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Julia Klammer Allegedly Misappropriates Customer Funds

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Julia Klammer. According to his publicly available FINRA BrokerCheck report, Julia Klammer has been…
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Feb 25
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Peter Cunningham Allegedly Engages In Short Term UIT Switching

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Peter Cunningham. According to his publicly available FINRA BrokerCheck report, Peter Cunningham has been…
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Feb 25
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Ronald Rothchild Allegedly Misstates A Customer’s Investment Objectives And Risk Tolerance On New Account Paperwork

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Ronald Rothchild. According to his publicly available FINRA BrokerCheck report, Ronald Rothchild has been…
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Feb 25
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Genevieve Mar Allegedly Fails To Adequately Disclose Risks Associated With Investments

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Genevieve Mar. According to her publicly available FINRA BrokerCheck report, Genevieve Mar has been…
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Feb 25
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Leslie Goldstein Allegedly Recommends Illiquid Investments

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Leslie Goldstein. According to his publicly available FINRA BrokerCheck report, Leslie Goldstein has been…
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Feb 25
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Justin Parker Allegedly Engages In Excessive Trading

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Justin Parker. According to his publicly available FINRA BrokerCheck report, Justin Parker has…
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Feb 25
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Stephen Hamilton Allegedly Fails To Follow Customer Instructions

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Stephen Hamilton. According to his publicly available FINRA BrokerCheck report, Stephen Hamilton has been…
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Feb 21
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Ronald Bucher Allegedly Executes Unauthorized Trades

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Ronald Bucher. According to his publicly available FINRA BrokerCheck report, Ronald Bucher has been…
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Feb 21
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Paul Cowler Allegedly Fails To Follow His Customer’s Instructions

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Paul Cowler. According to his publicly available FINRA BrokerCheck report, Paul Cowler has been…
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Feb 21
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John Spach Allegedly Recommends A Private Investment

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker John Spach. According to his publicly available FINRA BrokerCheck report, John Spach has…
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