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Oakes & Fosher

Oct 11
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Larry Lavoice Terminated From Morgan Stanley

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Larry Lavoice. According to his publicly available FINRA BrokerCheck report, Larry Lavoice has been…
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Oct 11
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Howard Genden Allegedly Recommends An Unsuitable Annuity

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Howard Genden. According to his publicly available FINRA BrokerCheck report, Howard Genden has been…
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Oct 11
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Richard Seefried Allegedly Recommends Unsuitable Convertible Notes

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Richard Seefried. According to his publicly available FINRA BrokerCheck report, Richard Seefried has…
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Oct 11
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Bill Libardoni Allegedly Recommends An Unsuitable Variable Annuity

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Bill Libardoni. According to his publicly available FINRA BrokerCheck report, Bill Libardoni has been…
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Oct 11
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Timothy Hunter Allegedly Makes Unsuitable Recommendations

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Timothy Hunter. According to his publicly available FINRA BrokerCheck report, Timothy Hunter has been…
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Oct 10
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David Pappas Allegedly Executes Unauthorized Trades

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker David Pappas. According to his publicly available FINRA BrokerCheck report, David Pappas has been…
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Oct 10
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Perry Gallagher Allegedly Makes Material Misrepresentations

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Perry Gallagher. According to his publicly available FINRA BrokerCheck report, Perry Gallagher has been…
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Oct 10
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Mark David Kemp Allegedly Fails To Disclose Annuity Fees

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Mark David Kemp. According to his publicly available FINRA BrokerCheck report, Mark David Kemp…
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Oct 10
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Ruben Frezzotti Allegedly Recommends Unsuitable Investments

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Ruben Frezzotti. According to his publicly available FINRA BrokerCheck report, Ruben Frezzotti has been…
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Oct 10
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Hector May Allegedly Defrauds Numerous Customers Through A Multi-Million Dollar Ponzi-Scheme

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Hector May. According to his publicly available FINRA BrokerCheck report, Hector May has…
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