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Oakes & Fosher

Oct 22
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William Michael Robertson Allegedly Fails To Disclose Associated Risks

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker William Michael Robertson. According to his publicly available FINRA BrokerCheck report, William Michael…
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Oct 22
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David Manor Allegedly Makes Material Misrepresentations

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker David Manor. According to his publicly available FINRA BrokerCheck report, David Manor has…
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Oct 22
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James Duffy Allegedly Recommends Unsuitable Puerto Rico Municipal Bonds

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker James Duffy. According to his publicly available FINRA BrokerCheck report, James Duffy has been…
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Oct 18
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Christian Reaney Allegedly Makes Unsuitable Recommendations

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Christian Reaney. According to his publicly available FINRA BrokerCheck report, Christian Reaney has…
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Oct 18
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Thomas Gresham Allegedly Takes Part In Both Unsuitable And Excessive Trading

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Thomas Gresham. According to his publicly available FINRA BrokerCheck report, Thomas Gresham has been…
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Oct 18
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Matthew Rollins Allegedly Takes Part In Unauthorized Trading

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Matthew Rollins. According to his publicly available FINRA BrokerCheck report, Matthew Rollins has been…
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Oct 18
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Oppenheimer Ordered to Pay Investor $1.2 Million in Case

By Oakes & Fosher Oakes & Fosher in the News No Comments
Oppenheimer Ordered to Pay Investor $1.2 Million in Case By Caitlin Nish | January 18, 2013 NEW YORK--An arbitration panel has ordered Oppenheimer & Co. to pay nearly $1.2 million…
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Oct 18
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Stifel Nicolaus To Pay $42,000 Award To Investor

By Oakes & Fosher Oakes & Fosher in the News No Comments
Stifel Nicolaus To Pay $42,000 Award To Investor By Diana Barr | April 1, 2011 An investor who lost money more than a year ago in a Ponzi scheme run…
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Oct 15
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Walter Olsson Allegedly Engages In Unapproved Outside Securities Transactions

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Walter Olsson. According to his publicly available FINRA BrokerCheck report, Walter Olsson has…
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Oct 15
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Patti Barnes Allegedly Recommends An Unsuitable Annuity Switch

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Patti Barnes. According to her publicly available FINRA BrokerCheck report, Patti Barnes has…
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