The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Dawei Wang. Dawei Wang was a California based securities broker. He worked in the securities industry for ten years. During his career, he was registered with two different securities firms. He is no longer working as a registered securities broker in any fashion.
His Registrations
- Scottrade (2007-2015)
- Merrill Lynch (2015-2017)
The Allegations
Dawei Wang’s publicly available FINRA BrokerCheck report shows that he was discharged from his position at Merrill Lynch in July 2017 following allegations that he altered a client’s financial document.
Oakes & Fosher Can Help
Many investors are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who have lost money in this fashion may actually be entitled to damages.
Oakes & Fosher dedicates its entire legal practice to helping investors across the nation. If you, or someone you know, have lost money investing with Dawei Wang, please contact Oakes & Fosher for a free and private consultation. We work on a contingency basis, which means there are no fees charged unless we collect for you.
