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Current Investigations

Sep 11
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Stewart Malloy Allegedly Makes Unsuitable Investments

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker Stewart Malloy. According to his publicly available FINRA BrokerCheck report, Stewart Malloy has…
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Sep 11
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J. Gordon Cloutier Jr. Allegedly Asks A Customer For A Personal Loan

By Oakes & Fosher Current Investigations No Comments
The law firm of  Oakes & Fosher is presently investigating the possible misconduct of former securities broker J. Gordon Cloutier Jr. J. Gordon Cloutier Jr. was a Texas based securities…
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Sep 11
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Daniel Winger Barred By FINRA For Alleged Fund Conversion

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker Daniel Winger. According to his publicly available FINRA BrokerCheck report, Daniel Winger has…
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Sep 04
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William Bridgers Allegedly Purchases Unsuitable Securities In The Energy Sector

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of securities broker William Bridgers. According to his publicly available FINRA BrokerCheck report, William Bridgers has been…
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Aug 30
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Terrence Fant Allegedly Breaches His Fiduciary Duty

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of securities broker Terrence Fant. According to his publicly available FINRA BrokerCheck report, Terrence Fant has been…
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Aug 30
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Jeannette Adcock Allegedly Misleads Customers

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of securities broker Jeannette Adcock. According to her publicly available FINRA BrokerCheck report, Jeannette Adcock has been…
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Aug 30
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Stephen Hoshimi Terminated From Crescent Securities For Allegedly Engaging In Unapproved Outside Business Activities

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker Stephen Hoshimi. According to his publicly available FINRA BrokerCheck report, Stephen Hoshimi has…
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Aug 30
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William Rossi III Allegedly Breaches His Fiduciary Duty

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of securities broker William Rossi III. According to his publicly available FINRA BrokerCheck report, William Rossi III…
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Aug 30
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Michael Clarke Allegedly Converts Almost $600,000 In A Fraudulent Investment Scheme

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of securities broker Michael Clarke. According to his publicly available FINRA BrokerCheck report, Michael Clarke has been…
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Aug 30
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Atiq Urrehman Khan Terminated From Transamerica Financial Advisors

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker Atiq Urrehman Khan. According to his publicly available FINRA BrokerCheck report, Atiq Urrehman…
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