The law firm of Oakes & Fosher is presently investigating the possible misconduct of securities broker Terrence Fant. According to his publicly available FINRA BrokerCheck report, Terrence Fant has been the subject of a recent customer dispute.

Terrence Fant is a Pennsylvania based securities broker. He has worked in the securities industry for twenty-two years. During his career, he has been registered with six different securities firms.

His Registrations

  • Cigna Financial Advisors (1996-1997)
  • Hambrecht & Quist (1997-2000)
  • J.P. Morgan Securities (2000-2002)
  • W.R. Hambrect + Co. (2002-2009)
  • Boenning & Scattergood, Inc. (2009-2011)
  • Raymond James & Associates (2011-Present)

The Allegations

In July 2018, a customer alleged that Terrence Fant breached his fiduciary duty, handled their account negligently, engaged in fraud, and breached contract. This case is currently pending. The customer is seeking $240,000 in damages.

Oakes & Fosher Can Help

Many investors are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who have lost money in this fashion may actually be entitled to damages.

Oakes & Fosher dedicates its entire legal practice to helping investors across the nation. If you, or someone you know, have lost money investing with Terrence Fant, please contact Oakes & Fosher for a free and private consultation. Oakes & Fosher handles cases on a contingency basis, which means there are no fees charged unless we collect for you.