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Category

Current Investigations

Sep 18
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Michael Swingle Allegedly Solicits $118,500 In Loans From Customers To Pay Off Gambling Debts

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker Michael Swingle. According to his publicly available FINRA BrokerCheck report, Michael Swingle has…
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Sep 18
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Alex Herrera Allegedly Converts Customer Funds

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker Alex Herrera. According to his publicly available FINRA BrokerCheck report, Alex Herrera has…
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Sep 13
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Devin Wicker Allegedly Converts Customer Funds To Pay For His Company’s Operating Costs

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker Devin Wicker. According to his publicly available FINRA BrokerCheck report, Devin Wicker has…
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Sep 13
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Mitchell Kurtz Allegedly Engages In Unauthorized Outside Business Activities

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker Mitchell Kurtz. According to his publicly available FINRA BrokerCheck report, Mitchell Kurtz has…
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Sep 13
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Cheryl George Suspended By FINRA

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker Cheryl George. According to her publicly available FINRA BrokerCheck report, Cheryl George has…
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Sep 13
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Richard Gomez Allegedly Defrauds Investors Out Of Almost Half A Million Dollars

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker Richard Gomez. According to his publicly available FINRA BrokerCheck report, Richard Gomez has…
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Sep 13
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Scott Mass Allegedly Recommends Unsuitable Puerto Rico Bonds

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of securities broker Scott Mass. According to his publicly available FINRA BrokerCheck report, Scott Mass has been…
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Sep 13
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John Tao Allegedly Recommends Unsuitable Leveraged ETFs

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of securities broker John Tao. According to his publicly available FINRA BrokerCheck report, John Tao has been…
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Sep 13
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Larry Gregurash Allegedly Misrepresents The Features Of A Customer’s Variable Annuity

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of securities broker Larry Gregurash. According to his publicly available FINRA BrokerCheck report, Larry Gregurash has been…
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Sep 13
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AdobeStock 69409122

Michael Botwinick Allegedly Recommends Unsuitable And Illiquid Investments

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of securities broker Michael Botwinick. According to his publicly available FINRA BrokerCheck report, Michael Botwinick has been…
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