Daniel Winger Barred By FINRA For Alleged Fund Conversion

The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker Daniel Winger. According to his publicly available FINRA BrokerCheck report, Daniel Winger has been the subject of a FINRA sanction.

Daniel Winger was a Washington based securities broker. He worked in the securities industry for thirty-one years. He spent his long career registered with just PFS Investments. He is no longer working as a registered securities broker in any fashion.

The Allegations 

Daniel Winger was officially sanctioned by FINRA in August 2018. The findings in this matter state that Winger allegedly converted $100,000 of funds from one of his elderly customers. The customer made checks payable to Dan Winger and Associates thinking that they were to be used for her own benefit, such as paying commissions and taxes. Daniel Winger allegedly endorsed the checks and deposited them into a separate bank account. He then allegedly used the funds for his own personal expenses. Due to the allegations, he was barred by FINRA from acting as a securities broker in any fashion.

Oakes & Fosher Can Help

Many investors are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who have lost money in this fashion may actually be entitled to damages.

Oakes & Fosher dedicates its entire legal practice to helping investors across the nation. If you, or someone you know, have lost money investing with Daniel Winger, please contact Oakes & Fosher for a free and private consultation. Oakes & Fosher handles cases on a contingency basis, which means there are no fees charged unless we collect for you.