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Category

Current Investigations

Aug 30
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James Stowell Suspended For Allegedly Liquidating A Customer’s Mutual Fund Without Authorization

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker James Stowell. According to his publicly available FINRA BrokerCheck report, James Stowell has…
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Aug 28
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Michael Kemp Allegedly Engages In Unauthorized Trading

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of securities broker Michael Kemp. According to his publicly available FINRA BrokerCheck report, Michael Kemp has been…
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Aug 28
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Bryon Martinsen Allegedly Recommends Unsuitable Securities

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of securities broker Bryon Martinsen. According to his publicly available FINRA BrokerCheck report, Bryon Martinsen has been…
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Aug 28
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Steven Pagartanis Allegedly Converts Customer Funds By Operating A Five Year Long Ponzi Scheme

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker Steven Pagartanis. According to his publicly available FINRA BrokerCheck report, Steven Pagartanis has…
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Aug 27
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Ron Jason Ison Barred By FINRA

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker Ron Jason Ison. According to his publicly available FINRA BrokerCheck report, Ron Jason…
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Aug 27
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Carlos Domenech Allegedly Recommends Highly Unsuitable Puerto Rican Closed-End Bond Funds

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker Carlos Domenech. According to his publicly available FINRA BrokerCheck report, Carlos Domenech has…
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Aug 27
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Mark Senofonte Allegedly Converts Customer Funds

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of securities broker Mark Senofonte. According to his publicly available FINRA BrokerCheck report, Mark Senofonte has been…
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Aug 27
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Clifton Roberts Terminated From LPL Financial

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of securities broker Clifton Roberts. According to his publicly available FINRA BrokerCheck report, Clifton Roberts has been…
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Aug 27
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Ronald Cameron Allegedly Fails To Conduct The Necessary Due Diligence

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of securities broker Ronald Cameron. According to his publicly available FINRA BrokerCheck report, Ronald Cameron has been…
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Aug 27
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Christopher Sinkula Allegedly Recommends Unsuitable Securities To Multiple Customers

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of securities broker Christopher Sinkula. According to his publicly available FINRA BrokerCheck report, Christopher Sinkula has been…
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