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The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker Atiq Urrehman Khan. According to his publicly available FINRA BrokerCheck report, Atiq Urrehman Khan has been the subject of an employment termination.

Atiq Urrehman Khan was a California based securities broker. He worked in the securities industry for twelve years. During his career, he was registered with just two different securities firms.

His Registrations

  • World Group Securities (2004-2012)
  • Transamerica Financial Advisors (2012-2016)

The Allegations

Atiq Urrehman Khan was terminated from his position at Transamerica Financial Advisors in December 2016. This was due to allegations that Khan solicited certain customers to purchase general securities products. Khan had not been permitted by Transamerica Financial Advisors to engage in the solicitation of such products. Khan also allegedly made himself the beneficiary on a customer’s account against his member firm’s policies.

Oakes & Fosher Can Help

Many investors are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who have lost money in this fashion could actually be entitled to damages.

Oakes & Fosher dedicates its entire legal practice to helping investors across the nation. If you, or someone you know, have lost money investing with Atiq Urrehman Khan, please contact Oakes & Fosher for a free and private consultation. Oakes & Fosher handles cases on a contingency basis, which means there are no fees charged unless we collect for you.