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    • Alternative Investments
      • Non-Traded REITs
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    • FINRA Arbitration
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    • Stockbroker Fraud
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Category

Alternative Investment

Dec 30
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Daniel Raupp Allegedly Recommends Unsuitable Non-Traded REITs

By Oakes & Fosher Alternative Investment, Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Daniel Raupp. According to his publicly available FINRA BrokerCheck report, Daniel Raupp has been…
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Dec 05
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Morgan Arford Allegedly Recommends Highly Unsuitable Oil And Gas Investments

By Oakes & Fosher Alternative Investment, Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Morgan Arford. According to his publicly available FINRA BrokerCheck report, Morgan Arford has been…
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Oct 15
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Robert Ginsberg Allegedly Recommends Highly Unsuitable Non-Traded REITs

By Oakes & Fosher Alternative Investment, Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Robert Ginsberg. According to his publicly available FINRA BrokerCheck report, Robert Ginsberg has been…
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Aug 30
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Darren Kubiak Allegedly Places Investors In The Highly Unsuitable GPB Capital Funds

By Oakes & Fosher Alternative Investment, Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of securities broker Darren Kubiak. According to his publicly available FINRA BrokerCheck report, Darren Kubiak has been…
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Aug 28
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Sean Kelly Allegedly Converts Customer Funds To Fund His Lavish Lifestyle

By Oakes & Fosher Alternative Investment, Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker Sean Kelly. According to his publicly available FINRA BrokerCheck report, Sean Kelly was…
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Jul 24
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GPB Capital Holding Funds Operating As A Ponzi Scheme

By Oakes & Fosher Alternative Investment, Current Investigations No Comments
The law firm of Oakes & Fosher is currently interested in hearing from investors that believe they may have lost money investing in any of the GPB Capital Holding funds.…
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Jul 18
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Kurt Jackson Allegedly Negligently Recommends Alternative Investments

By Oakes & Fosher Alternative Investment, Current Investigations No Comments
Oakes & Fosher is currently investigating securities broker Kurt Jackson regarding allegations of recommending non-traded real estate investment trusts, or non-traded REITs. According to his FINRA BrokerCheck report, Kurt Jackson…
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Jul 18
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Ashley Woodard Allegedly Recommends Unsuitable Non-Traded REITs To Multiple Customers

By Oakes & Fosher Alternative Investment, Current Investigations No Comments
The law firm of Oakes & Fosher is currently investigating the possibility that securities broker Ashley Woodard recommended alternative investments to multiple customers not suited for them. According to his…
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Jul 18
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Eric Weschke Allegedly Recommends An Unsuitable GPB Private Placement Product

By Oakes & Fosher Alternative Investment, Current Investigations No Comments
Securities broker, Eric Weschke, is currently being investigated by the law firm Oakes & Fosher for possible negligence and/or misconduct. According to his publicly available FINRA BrokerCheck report, Eric Weschke…
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Jul 17
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Troy Tremblay Allegedly Sells Customers Illiquid And Speculative Alternative Investments

By Oakes & Fosher Alternative Investment, Current Investigations No Comments
Oakes & Fosher has filed an arbitration with the Financial Industry Regulatory Authority (FINRA) against Centaurus Financial due to alleged actions undertaken by registered securities broker Troy Tremblay. This complaint…
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