The law firm of Oakes & Fosher is presently investigating the alleged broker misconduct of B. David Goldstein. According to his publicly available FINRA BrokerCheck report, B. David Goldstein has…
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FINRA Arbitration Law Firm Oakes & Fosher brings an arbitration against Northland Securities for the actions of broker Robert Herje Robert Herje has been a licensed broker with Northland Securities…
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Oakes & Fosher recovered all of the losses suffered by a widow. The Dinosaur Financial Group broker put Mrs. Jester's huband's retirement accounts in alternative investments. The Jester's had limited…
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The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Jack William Teboda. According to his publicly available FINRA BrokerCheck report, Jack Teboda has…
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Oakes & Fosher files an FINRA arbitration claim against LPL Financial Group for the actions of former SII Investments broker Pamela Sue Espinoza AKA Pamela Davis for the unsuitable recommendation…
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AIG Advisor independent broker-dealers, Royal Alliance, FSC Corporation, SagePoint Financial, and Woodbury Financial Services recently sanctioned for sales of alternative investments in GPB Capital Holdings. The Financial Industry Regulatory Authority…
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Following a surge in requests in November, Starwood Real Estate Income Trust has officially joined other non-traded real estate investment trusts by limiting investor withdrawals. In a letter to its…
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In December of 2021 the SEC had announced its investigation into GWG Holdings $2 billion L Bond. An external auditor’s report found that GWG’s internal controls over its financial reporting…
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The law firm of Oakes & Fosher is currently investigating the alleged misconduct of securities broker Megurditch "Mike" Patatian. According to his publicly available FINRA BrokerCheck report, Mike Patatian had…
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Certain Non-Traded Real-Estate Investment Trusts (REITs) have fallen up to 80% from recent reported statement prices. A survey of two major secondary market makers for these products reflected that that…
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