John Lisowski Allegedly Excessively Trades His Client’s Account

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker John Lisowski. According to his publicly available FINRA BrokerCheck report, John Lisowski has been the subject of a customer dispute in his career.

John Lisowski is a Pennsylvania based securities broker. He has worked in the securities industry for thirty-seven years. During his career, he has been registered with seven different securities firms.

His Registrations

• Dean Witter Reynolds (1981-1985)


• Advest Inc. (1985-1991)


• Kidder, Peabody & Co. (1991-1995)


• UBS Painewebber (1995-2001)


• Gruntal & Co. (2001-2002)


• Ryan Beck & Co. (2002-2007)


• Stifel, Nicolaus & Company (2007-Present)

The Allegations 

In September 2018, a customer alleged that John Lisowski mishandled their account through unsuitable, unauthorized and excessive trading. This case went to arbitration where the customer was awarded $500,000 in damages.

Oakes & Fosher Can Help

Many investors are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who have lost money in this fashion may actually be entitled to damages.

Oakes & Fosher dedicates its entire legal practice to helping investors across the nation. If you, or someone you know, have lost money investing with John Lisowski, please contact Oakes & Fosher for a free and private consultation. We work on a contingency basis, which means there are no fees charged unless we collect for you.