The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker John Lisowski. According to his publicly available FINRA BrokerCheck report, John Lisowski has been the subject of a customer dispute in his career.
John Lisowski is a Pennsylvania based securities broker. He has worked in the securities industry for thirty-seven years. During his career, he has been registered with seven different securities firms.
His Registrations
- Dean Witter Reynolds (1981-1985)
- Advest Inc. (1985-1991)
- Kidder, Peabody & Co. (1991-1995)
- UBS Painewebber (1995-2001)
- Gruntal & Co. (2001-2002)
- Ryan Beck & Co. (2002-2007)
- Stifel, Nicolaus & Company (2007-Present)
The Allegations
In September 2018, a customer alleged that John Lisowski mishandled their account through unsuitable, unauthorized and excessive trading. This case went to arbitration where the customer was awarded $500,000 in damages.
Oakes & Fosher Can Help
Many investors are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who have lost money in this fashion may actually be entitled to damages.
Oakes & Fosher dedicates its entire legal practice to helping investors across the nation. If you, or someone you know, have lost money investing with John Lisowski, please contact Oakes & Fosher for a free and private consultation. We work on a contingency basis, which means there are no fees charged unless we collect for you.
