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Oakes & Fosher

Feb 19
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Thomas Yancey Williams Allegedly Recommends Unsuitable Investments

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Thomas Yancey Williams. According to his publicly available FINRA BrokerCheck report, Thomas Yancey Williams…
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Feb 14
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Lynn Faust Allegedly Makes Material Misrepresentations

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Lynn Faust. According to her publicly available FINRA BrokerCheck report, Lynn Faust has been…
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Feb 14
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Thomas Von Reckers Allegedly Makes Material Misrepresentations About Loan Products

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Thomas Von Reckers. According to his publicly available FINRA BrokerCheck report, Thomas Von Reckers…
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Feb 14
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Alfred Weaver Allegedly Made Mistakes When Filling Out Beneficiary Designations

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Alfred Weaver. According to his publicly available FINRA BrokerCheck report, Alfred Weaver has been…
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Feb 14
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Stan Leavitt Allegedly Recommends An Unsuitable Call Option

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Stan Leavitt. According to his publicly available FINRA BrokerCheck report, Stan Leavitt has been…
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Feb 14
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Jesse Krapf Allegedly Breaches His Fiduciary Duty

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Jesse Krapf. According to his publicly available FINRA BrokerCheck report, Jesse Krapf has been…
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Feb 14
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Barry Hartwyk Allegedly Churns His Clients’ Accounts

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Barry Hartwyk. According to his publicly available FINRA BrokerCheck report, Barry Hartwyk has…
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Feb 14
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Atul Makharia Allegedly Engages In A Pattern Of Unsuitable Trading

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Atul Makharia. According to his publicly available FINRA BrokerCheck report, Atul Makharia has been…
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Feb 14
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Kirk Balin Allegedly Breaches His Fiduciary Duty While Selling An Investor Unsuitable Non-Traded REITs

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Kirk Balin. According to his publicly available FINRA BrokerCheck report, Kirk Balin has been…
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Feb 14
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Cecil Ross Allegedly Engages In Excessive UIT Trading

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Cecil Ross. According to his publicly available FINRA BrokerCheck report, Cecil Ross has been…
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