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Oakes & Fosher

Oct 08
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Laura Hanson Allegedly Engages In Excessive Trading

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of securities broker Laura Hanson. According to her publicly available FINRA BrokerCheck report, Laura Hanson has been…
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Oct 08
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Ronald Lee Smith Allegedly Fails To Monitor Investments

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Ronald Lee Smith. According to his publicly available FINRA BrokerCheck report, Ronald Lee Smith…
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Oct 08
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John Kellar Allegedly Makes Unsuitable Investment Recommendations

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker John Kellar. According to his publicly available FINRA BrokerCheck report, John Kellar has been…
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Oct 08
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William Koenig Allegedly Over-Concentrates A Customer’s Portfolio In An Unsuitable Holding

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker William Koenig. According to his publicly available FINRA BrokerCheck report, William Koenig has been…
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Oct 08
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Michael G. Solomon Allegedly Engages In Unsuitable And Excessive Trading

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Michael G. Solomon. According to his publicly available FINRA BrokerCheck report, Michael G. Solomon…
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Oct 08
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Emil Skyba Barred By FINRA Following Allegations Of Altering New Account Forms

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Emil Skyba. According to his publicly available FINRA BrokerCheck report, Emil Skyba has…
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Oct 08
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Douglas Leone Barred By FINRA In Connection With Excessive And Unsuitable Trading

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Douglas Leone. According to his publicly available FINRA BrokerCheck report, Douglas Leone has…
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Oct 08
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Harold Couglar Barred By FINRA

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Harold Couglar. According to his publicly available FINRA BrokerCheck report, Harold Couglar has…
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Oct 04
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Darrell Hesford Allegedly Executes An Unauthorized Trade

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Darrell Hesford. According to his publicly available FINRA BrokerCheck report, Darrell Hesford has been…
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Oct 04
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Garnet Wahlund Allegedly Misrepresents The Terms Of A Variable Life Insurance Policy

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Garnet Wahlund. According to his publicly available FINRA BrokerCheck report, Garnet Wahlund has been…
Read More
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