Oakes and Fosher files a new arbitration against Centaurus Financial for the actions of stockbroker John Starke. Oakes and Fosher, LLC has initiated a new FINRA arbitration against Centaurus Financial...
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Oakes and Fosher is investigating Rene Javier Castro with Great Point Capital and previously with Center Street Securities for the sale of GWG Bonds. Rene Javier Castro was recently the...
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Sagepoint Financial’s Cynthia Komarek barred by FINRA and is the subject of four customer complaints. Merrill Lynch employed Ms. Cynthia Komarek from 1991- 2008. She then became registered with Wells...
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Oakes & Fosher is currently investigating FINRA-licensed stockbrokers who have sold GNMA, FNMA, FHLMC, and other mortgage bonds as short-term investments based on early payoff assumptions. With the rise in...
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Oakes & Fosher is currently investigating FINRA brokerage firms, such as ONESCO and stockbrokers, that recommend moving from a traditional investment into a Variable or Fixed Whole Life Insurance Product. ...
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The law firm of Oakes & Fosher is presently investigating the alleged broker misconduct of B. David Goldstein. According to his publicly available FINRA BrokerCheck report, B. David Goldstein has…
FINRA Arbitration Law Firm Oakes & Fosher brings an arbitration against Northland Securities for the actions of broker Robert Herje Robert Herje has been a licensed broker with Northland Securities...
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The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Jeffrey Kennedy. According to his publicly available FINRA BrokerCheck report, Jeffrey Kennedy has been…
Oakes & Fosher recovered all of the losses suffered by a widow. The Dinosaur Financial Group broker put Mrs. Jester's huband's retirement accounts in alternative investments. The Jester's had limited...
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The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Jack William Teboda. According to his publicly available FINRA BrokerCheck report, Jack Teboda has…