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Category

Current Investigations

Sep 19
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Vaughn Andrews-McKay Allegedly Converts Almost $50,000 From Multiple Customers

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker Vaughn Andrews-McKay. According to his publicly available FINRA BrokerCheck report, Vaughn Andrews-McKay has…
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Sep 19
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AdobeStock 130231971

Brian Panfil Allegedly Recommends Unsuitable Mutual Fund Switches

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker Brian Panfil. According to his publicly available FINRA BrokerCheck report, Brian Panfil has…
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Sep 19
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Carlos Velazquez Terminated From Waddell & Reed

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker Carlos Velazquez. According to his publicly available FINRA BrokerCheck report, Carlos Velazquez has…
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Sep 19
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AdobeStock 89168969

Louis Telerico Allegedly Makes Material Misrepresentations And Omissions

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker Louis Telerico. According to his publicly available FINRA BrokerCheck report, Louis Telerico has…
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Sep 19
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AdobeStock 56320190

Brian Hussey Allegedly Engages In Highly Unsuitable Discretionary Trading

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker Brian Hussey. According to his publicly available FINRA BrokerCheck report, Brian Hussey has…
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Sep 18
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AdobeStock 117784175

Lawrence Murphy Allegedly Breaches His Fiduciary Duty

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of securities broker Lawrence Murphy. According to his publicly available FINRA BrokerCheck report, Lawrence Murphy has been…
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Sep 18
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AdobeStock 40515377

Peter Holler Allegedly Recommends Securities Connected To The Fraudulent Woodbridge Group Of Companies

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Peter Holler. According to his publicly available FINRA BrokerCheck report, Peter Holler has…
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Sep 18
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Joshua Stamm Allegedly Takes Part In Unauthorized Private Securities Transactions

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker Joshua Stamm. According to his publicly available FINRA BrokerCheck report, Joshua Stamm has…
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Sep 18
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AdobeStock 104807874

Kelly Barnett Allegedly Executes Unauthorized Trades

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker Kelly Barnett. According to his publicly available FINRA BrokerCheck report, Kelly Barnett has…
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Sep 18
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AdobeStock 84267634 1

Robert Newman Allegedly Exercises Discretion Without The Proper Authorization

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of securities broker Robert Newman. According to his publicly available FINRA BrokerCheck report, Robert Newman has been…
Read More
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