The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker Devin Wicker. According to his publicly available FINRA BrokerCheck report, Devin Wicker has been the subject of a customer dispute and FINRA sanction.
Devin Wicker was a New York based securities broker. He worked in the securities industry for sixteen years. During his career, he was registered with five different securities firms. He is no longer working as a registered securities broker in any fashion.
His Registrations
- Goldman, Sachs & Co. (2000-2009)
- Odeon Capital Group (2010-2012)
- Bonwick Capital Partners (2012-2016)
- Tribal Capital Markets (2016-2017)
- J.V.B. Financial Group (2017-2018)
The Allegations
Devin Wicker is currently under a pending FINRA investigation regarding him allegedly converting customer funds. FINRA is alleging that Devin Wicker, while CEO of Bonwick Capital Partners, received $50,000 from an investment-banking customer with the express purpose of paying a retainer to a law firm hired in connection with a prospective public offering. Instead of paying said law firm, Devin Wicker allegedly used the $50,000 to pay for his company’s operating expenses–expenses that included legal bills. The customer in question is seeking a return of their $50,000.
Oakes & Fosher Can Help
Many investors are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or misconduct. The truth is that investors who have lost money in this fashion may actually be entitled to damages.
Oakes & Fosher dedicates its entire legal practice to helping investors across the nation. If you, or someone you know, have lost money investing with Devin Wicker, please contact Oakes & Fosher for a free and private consultation. Oakes & Fosher handles cases on a contingency basis, which means there are no fees charged unless we collect for you.
