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Category

Current Investigations

Oct 01
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John Eads Allegedly Recommends Unsuitable Variable Annuities

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker John Eads. According to his publicly available FINRA BrokerCheck report, John Eads has…
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Oct 01
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UBS Financial’s Yield Enhancement Strategy

Cara Paynter Allegedly Recommends Unsuitable Investments

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of securities broker Cara Paynter. According to her publicly available FINRA BrokerCheck report, Cara Paynter has been…
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Oct 01
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Thomas North Allegedly Over-Concentrates A Customer’s Portfolio In Unsuitable Investments

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of securities broker Thomas North. According to his publicly available FINRA BrokerCheck report, Thomas North has been…
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Sep 28
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Meaghan Marie Johnson Allegedly Forges The Signatures Of Numerous Customers

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker Meaghan Marie Johnson. According to her publicly available FINRA BrokerCheck report, Meaghan Marie…
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Sep 28
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James Larkin Powers Allegedly Converts Customer Funds

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker James Larkin Powers. According to his publicly available FINRA BrokerCheck report, James Larkin…
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Sep 28
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Jay Weiser Discharged From Despain Financial

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Jay Weiser. According to his publicly available FINRA BrokerCheck report, Jay Weiser has…
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Sep 28
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Timothy Ayre Discharged From Spencer Edwards

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker Timothy Ayre. According to his publicly available FINRA BrokerCheck report, Timothy Ayre has…
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Sep 27
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George Nikolakakos Allegedly Violates State And Federal Securities Laws

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker George Nikolakakos. According to his publicly available FINRA BrokerCheck report, George Nikolakakos has…
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Sep 27
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AdobeStock 99622416

Carol Holesha Discharged From LPL Financial

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Carol Holesha. According to his publicly available FINRA BrokerCheck report, Carol Holesha has…
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Sep 27
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AdobeStock 117784175

John Cione Allegedly Makes Unsuitable Investment Recommendations

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker John Cione. According to his publicly available FINRA BrokerCheck report, John Cione has…
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