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Oakes & Fosher

Jan 30
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Jose Paula Allegedly Engages In Unauthorized Trading

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Jose Paula. According to his publicly available FINRA BrokerCheck report, Jose Paula has…
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Jan 30
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Sidney Dufresne Allegedly Recommends Unapproved Fixed Indexed Annuities

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Sidney Dufresne. According to his publicly available FINRA BrokerCheck report, Sidney Dufresne has been…
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Jan 30
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Wesley Foltz Allegedly Recommends Unsuitable Non-Traded REITs

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Wesley Foltz. According to his publicly available FINRA BrokerCheck report, Welsey Foltz has…
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Jan 30
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Daniel Kittner Allegedly Exercises Discretion Without The Proper Authorization

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Daniel Kittner. According to his publicly available FINRA BrokerCheck report, Daniel Kittner has…
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Jan 30
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Bruce Plyer Barred By FINRA Following Allegations Of Unauthorized Trading

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Bruce Plyer. According to his publicly available FINRA BrokerCheck report, Bruce Plyer has…
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Jan 30
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Chris Kubiak Allegedly Converts Funds From Multiple Customers

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Chris Kubiak. According to his publicly available FINRA BrokerCheck report, Chris Kubiak has…
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Jan 30
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Larry Templin Allegedly Commits Bank Fraud

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Larry Templin. Larry Templin was a Texas-based securities broker. He worked in the…
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Jan 29
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Victoria Vandyke Allegedly Breaches Her Fiduciary Duty

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Victoria Vandyke. According to her publicly available FINRA BrokerCheck report, Victoria Vandyke has…
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Jan 29
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Scott Stacke Allegedly Recommends Unsuitable Investments

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Scott Stacke. According to his publicly available FINRA BrokerCheck report, Scott Stacke has…
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Jan 29
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Shawn Burns Allegedly Churns Customer Accounts

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Shawn Burns. According to his publicly available FINRA BrokerCheck report, Shawn Burns has…
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