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Oakes Fossher LLC Accounting firm st louis
All Posts By

Oakes & Fosher

Feb 11
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Robert Clayson Allegedly Excessively Trades Customer Accounts

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Robert Clayson. According to his publicly available FINRA BrokerCheck report, Robert Clayson has…
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Feb 07
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John Reilly Allegedly Places A Customer In An Unsuitable Private Placement

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker John Reilly. According to his publicly available FINRA BrokerCheck report, John Reilly has…
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Feb 07
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James Earl Allegedly Makes Unsuitable Investment Recommendations

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker James Earl. According to his publicly available FINRA BrokerCheck report, James Earl has been…
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Feb 07
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Stephen Wood Allegedly Breaches His Fiduciary Duty

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Stephen Wood. According to his publicly available FINRA BrokerCheck report, Stephen Wood has…
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Feb 07
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Timothy Ballard Allegedly Engages In Excessive Trading

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Timothy Ballard. According to his publicly available FINRA BrokerCheck report, Timothy Ballard has…
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Feb 07
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Jerry McCutchen Allegedly Invests Numerous Customers In Unsuitable Non-Traded REITs

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Jerry McCutchen. According to his publicly available FINRA BrokerCheck report, Jerry McCutchen has…
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Feb 06
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Robert Merlo Facing Criminal Charges Of Wire Fraud And Aggravated Identity Theft

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Robert Merlo. Robert Merlo was a New Jersey based securities broker. He worked…
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Feb 06
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Herbert Hafen Allegedly Misappropriates Customer Funds While Operating A Seven Year Long Investment Scheme

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Herbert Hafen. According to his publicly available FINRA BrokerCheck report, Herbert Hafen has…
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Feb 06
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Stephen Williams Discharged From LPL Financial

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Stephen Williams. Stephen Williams was an Indiana based securities broker. He worked in…
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Feb 06
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Nancy Mellon Allegedly Over-Concentrates A Customer’s Portfolio In Unsuitable Energy Sector Securities

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Nancy Mellon. According to his publicly available FINRA BrokerCheck report, Nancy Mellon has…
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