Skip to main content
Hit enter to search or ESC to close
Close Search
oakes & fosher, llc logo
search
Menu
  • Practice Areas
    • Alternative Investments
      • Non-Traded REITs
      • Non-Traded BDCs
      • Private Placements
      • Promissory Notes
    • FINRA Arbitration
    • Churning & Excessive Trading
    • Stockbroker Fraud
      • Elder Fraud
      • Ponzi Scheme
      • Conversion Fraud
    • Annuity Fraud
      • Equity Indexed Annuities
      • Variable Annuities
    • Broker Negligence
    • Insurance Fraud Lawyer
      • Variable Life Insurance Fraud
      • Whole Life Insurance Fraud
  • About Us
    • Bruce D Oakes
    • Richard B Fosher
    • Paralegals & Staff
  • Our Results
    • Awards & Settlements
    • Testimonials
  • Resources
    • Blog
    • Current Investigations
    • In the News
    • Securities Fraud Resources
    • Upload Information
  • Contact
  • (314) 428-7600
  • search
  • Practice Areas
    • Alternative Investments
      • Non-Traded REITs
      • Non-Traded BDCs
      • Private Placements
      • Promissory Notes
    • FINRA Arbitration
    • Churning & Excessive Trading
    • Stockbroker Fraud
      • Elder Fraud
      • Ponzi Scheme
      • Conversion Fraud
    • Annuity Fraud
      • Equity Indexed Annuities
      • Variable Annuities
    • Broker Negligence
    • Insurance Fraud Lawyer
      • Variable Life Insurance Fraud
      • Whole Life Insurance Fraud
  • About Us
    • Bruce D Oakes
    • Richard B Fosher
    • Paralegals & Staff
  • Our Results
    • Awards & Settlements
    • Testimonials
  • Resources
    • Blog
    • Current Investigations
    • In the News
    • Securities Fraud Resources
    • Upload Information
  • Contact
  • (314) 428-7600
Oakes Fossher LLC Accounting firm st louis
All Posts By

Oakes & Fosher

Feb 06
Love0
AdobeStock 99622416

Mark Saunders Discharged From Edward Jones Following Allegations Of Unauthorized Discretionary Trading

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Mark Saunders. Mark Saunders was a Missouri based securities broker. He worked in…
Read More
Feb 05
Love0
AdobeStock 130231971

Michael Norman Allegedly Misrepresents The Rate Of Return Of A Mutual Fund

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Michael Norman. According to his publicly available FINRA BrokerCheck report, Michael Norman has…
Read More
Feb 05
Love0
AdobeStock 41845221

Frank Dietrich Allegedly Invested Multiple Member Firm Customers In The Unapproved Woodbridge Mortgage Investment Funds

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Frank Dietrich. According to his publicly available FINRA BrokerCheck report, Frank Dietrich has…
Read More
Feb 05
Love0
AdobeStock 82433370

David Fagenson Allegedly Unsuitably Trades The Accounts Of Three Elderly Customers

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker David Fagenson. According to his publicly available FINRA BrokerCheck report, David Fagenson has…
Read More
Jan 31
Love0
AdobeStock 190031926

Robert Witt Allegedly Fails To Adequately Diversify His Clients’ Portfolios

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Robert Witt. According to his publicly available FINRA BrokerCheck report, Robert Witt has…
Read More
Jan 31
Love0
AdobeStock 117784175

Randolph McNeill Allegedly Churns Multiple Clients’ Accounts

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Randolph McNeill. According to his publicly available FINRA BrokerCheck report, Randolp McNeill has…
Read More
Jan 31
Love0
AdobeStock 99622416

Omar Henry Allegedly Makes Unsuitable Investment Recommendations

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Omar Henry. According to his publicly available FINRA BrokerCheck report, Omar Henry has…
Read More
Jan 31
Love0
AdobeStock 180008799

David Colflesh Allegedly Fails To Communicate Mutual Fund Risks To Numerous Customers

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker David Colflesh. According to his publicly available FINRA BrokerCheck report, David Colflesh has…
Read More
Jan 31
Love0
AdobeStock 127594546

Eric Kunis Allegedly Engages In Unsuitable Short-Term UIT Trading

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Eric Kunis. According to his publicly available FINRA BrokerCheck report, Eric Kunis has been…
Read More
Jan 30
Love0
AdobeStock 11323183

Christopher Herrmann Allegedly Makes Unsuitable Investment Recommendations

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Christopher Herrmann. According to his publicly available FINRA BrokerCheck report, Christopher Herrmann has…
Read More
  • Previous
  • 1
  • …
  • 92
  • 93
  • 94
  • 95
  • 96
  • …
  • 150
  • Next

contact usawards & settlementsour attorneysclient testimonialsfirm news

Contact Us

Address: 1401 S Brentwood Blvd #250, St. Louis, MO 63144 | Phone:  (314) 428-7600  Fax: (314) 428-7604

© 2026 Oakes & Fosher Law. All Rights Reserved. | Privacy Policy & Terms Of Use | Disclaimer | Sitemap