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Oakes & Fosher

Jan 24
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Bruce Barber Terminated From Securities America

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Bruce Barber. Bruce Barber was a Colorado based securities broker. He worked in…
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Jan 24
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Luigi Mancusi Allegedly Misrepresents A Life Insurance Policy

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Luigi Mancusi. According to his publicly available FINRA BrokerCheck report, Luigi Mancusi has been…
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Jan 24
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Michael Standley Allegedly Exercises Discretion In Non-Discretionary Accounts

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Michael Standley. According to his publicly available FINRA BrokerCheck report, Michael Standley has…
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Jan 24
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Coleman Devlin Allegedly Recommends Unsuitable Investments

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Coleman Devlin. According to his publicly available FINRA BrokerCheck report, Coleman Devlin has…
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Jan 24
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Joseph Cotter Allegedly Excessively And Unsuitably Trades The Accounts Of An Elderly Customer

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Joseph Cotter. According to his publicly available FINRA BrokerCheck report, Joseph Cotter has…
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Jan 24
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Cecil Nivens Allegedly Makes Multiple Unsuitable Recommendations And Fails To Disclose Tax Consequences

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Cecil Nivens. According to his publicly available FINRA BrokerCheck report, Cecil Nivens has…
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Jan 24
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Jamil Ahmed Allegedly Breaches His Fiduciary Duty

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Jamil Ahmed. According to his publicly available FINRA BrokerCheck report, Jamil Ahmed has…
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Jan 24
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Marlon Cole Allegedly Engages In An Unsuitable Pattern Of Excessive Trading

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Marlon Cole. According to his publicly available FINRA BrokerCheck report, Marlon Cole has been…
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Jan 24
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Andre Watson Allegedly Engages In An Outside Real Estate Investment Partnership Without Approval From His Member Firm

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Andre Watson. According to his publicly available FINRA BrokerCheck report, Andre Watson has…
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Jan 24
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Terrence Diehl Allegedly Engages In Undisclosed Private Securities Transactions

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Terrence Diehl. According to his publicly available FINRA BrokerCheck report, Terrence Diehl has…
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