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Oakes & Fosher

Feb 14
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Marc Allen Miller Allegedly Manages A Customer’s Account With Gross Negligence

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Marc Allen Miller. According to his publicly available FINRA BrokerCheck report, Marc Allen Miller…
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Feb 14
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Glen Delaney Allegedly Breaches His Fiduciary Duty

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Glen Delaney. According to his publicly available FINRA BrokerCheck report, Glen Delaney has…
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Feb 13
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William Paynter Allegedly Recommends Unsuitable Investments

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker William Paynter. According to his publicly available FINRA BrokerCheck report, William Paynter has been…
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Feb 13
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Douglas Havel Allegedly Misrepresents The Details Of A Customer’s Variable Annuity

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Douglas Havel. According to his publicly available FINRA BrokerCheck report, Douglas Havel has been…
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Feb 13
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Frank Esposito Allegedly Executes Unsuitable Non-Traded REIT Transactions

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Frank Esposito. According to his publicly available FINRA BrokerCheck report, Frank Esposito has been…
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Feb 13
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Michael D. Lucas Allegedly Misleads A Customer To Sign Annuity Documents

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Michael D. Lucas. According to his publicly available FINRA BrokerCheck report, Michael D. Lucas…
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Feb 13
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Jimmy Forbis Allegedly Recommends An Unsuitable Variable Annuity

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Jimmy Forbis. According to his publicly available FINRA BrokerCheck report, Jimmy Forbis has been…
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Feb 13
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Daniel Moran Allegedly Fails To Follow His Customer’s Instructions

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Daniel Moran. According to his publicly available FINRA BrokerCheck report, Daniel Moran has been…
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Feb 13
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AdobeStock 11323183

Victor Rigoni Allegedly Breaches Contract

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Victor Rigoni. According to his publicly available FINRA BrokerCheck report, Victor Rigoni has been…
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Feb 13
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Marsha Lee Allegedly Makes Unsuitable Investment Recommendations

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Marsha Lee. According to her publicly available FINRA BrokerCheck report, Marsha Lee has been…
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