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All Posts By

Oakes & Fosher

Mar 07
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Mariondy Fernandez Allegedly Recommends Highly Unsuitable Puerto Rico Municipal Bonds And Closed-End Funds To Numerous Customers

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Mariondy Fernandez. According to his publicly available FINRA BrokerCheck report, Mariondy Fernandez has…
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Mar 07
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Steven Brodie Allegedly Recommends An Unsuitable Options Trading Strategy

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Steven Brodie. According to his publicly available FINRA BrokerCheck report, Steven Brodie has been…
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Mar 07
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Roger Klinger Allegedly Engages In Unauthorized Trading

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Roger Klinger. According to his publicly available FINRA BrokerCheck report, Roger Klinger has…
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Mar 07
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Nick Son Allegedly Makes Unauthorized Trades In His Customer’s Account

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Nick Son. According to his publicly available FINRA BrokerCheck report, Nick Son has been…
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Mar 07
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Joseph Derrico Allegedly Excessively Trades A Customer’s Account

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Joseph Derrico. According to his publicly available FINRA BrokerCheck report, Joseph Derrico has been…
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Mar 07
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John Boatright Allegedly Makes Unsuitable Investment Recommendations

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker John Boatright. According to his publicly available FINRA BrokerCheck report, John Boatright has…
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Mar 05
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Stephen Sullivan Allegedly Trades A Customer’s Account Excessively

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is currently investigating the alleged misconduct of securities broker Stephen Sullivan. According to his publicly available FINRA BrokerCheck report, Stephen Sullivan has been…
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Mar 05
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Imran Razvi Allegedly Fails To Disclose Associated Risks

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Imran Razvi. According to his publicly available FINRA BrokerCheck report, Imran Razvi has…
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Mar 05
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Michael Bressman Facing Pending Criminal Charges Of Securities Fraud For Alleged “Cherry Picking” Scheme

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Michael Bressman. According to his publicly available FINRA BrokerCheck report, Michael Bressman allegedly…
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Mar 05
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Gerardo Latimer-Janer Allegedly Misrepresents Puerto Rico Municipal Bonds As Safe Investments To Multiple Customers

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Gerardo Latimer-Janer. According to his publicly available FINRA BrokerCheck report, Gerardo Latimer-Janer has been…
Read More
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