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Oakes & Fosher

Mar 05
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Erin Verespy Allegedly Misappropriates Customer Funds

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Erin Verespy. According to her publicly available FINRA BrokerCheck report, Erin Verespy has…
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Mar 05
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Erik Pica Allegedly Converts An Elderly Customer’s Funds

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Erik Pica. According to his publicly available FINRA BrokerCheck report, Erik Pica has been…
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Mar 04
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Eric Stuckey Allegedly Fails To Disclose Investment Risks

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Eric Stuckey. According to his publicly available FINRA BrokerCheck report, Eric Stuckey has been…
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Mar 04
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Thomas Sova Terminated From Hornor, Townsend & Kent Following Allegations Of Selling An Unregistered Security

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities brokers Thomas Sova. According to his publicly available FINRA BrokerCheck report, Thomas Sova has…
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Mar 04
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Cecil Dimond Allegedly Recommends Risky And Unsuitable Bonds

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Cecil Dimond. According to his publicly available FINRA BrokerCheck report, Cecil Dimond has…
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Mar 01
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Michael Arteca Allegedly Misrepresents Details Of Non-Traded REITs

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Michael Arteca. According to his publicly available FINRA BrokerCheck report, Michael Arteca has been…
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Mar 01
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Donald Woods Allegedly Makes Material Misrepresentations To Multiple Customers

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Donald Woods. According to his publicly available FINRA BrokerCheck report, Donald Woods has…
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Mar 01
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Kimberly Kitts Allegedly Converts Customer Funds

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Kimberly Kitts. According to her publicly available FINRA BrokerCheck report, Kimberly Kitts has…
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Mar 01
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Andrew Berleth Allegedly Misrepresents Variable Annuity Features

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Andrew Berleth. According to his publicly available FINRA BrokerCheck report, Andrew Berleth has been…
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Mar 01
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Andrew Scheirer Allegedly Fails To Adequately Disclose The Risks Associated With An Alternative Investment

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Andrew Scheirer. According to his publicly available FINRA BrokerCheck report, Andrew Scheirer has been…
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