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All Posts By

Oakes & Fosher

Nov 08
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Barry Richter Allegedly Over-Concentrates His Customers’ Account In Unsuitable Securities

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Barry Richter. According to his publicly available FINRA BrokerCheck report, Barry Richter has been…
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Nov 08
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Scott Curtis Allegedly Misrepresents And Omits Material Facts

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Scott Curtis. According to his publicly available FINRA BrokerCheck report, Scott Curtis has been…
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Nov 08
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Steven Yellen Discharged From Ameriprise Financial Services Following Alleged Rule Violation

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Steven Yellen. According to his publicly available FINRA BrokerCheck report, Steven Yellen has…
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Nov 08
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Scott Ente Allegedly Breaches His Fiduciary Duty

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Scott Ente. According to his publicly available FINRA BrokerCheck report, Scott Ente has been…
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Nov 07
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Julie Morowitz Allegedly Makes Material Misrepresentations

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Julie Morowitz. According to her publicly available FINRA BrokerCheck report, Julie Morowitz has been…
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Nov 07
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Charles Friedlander Allegedly Makes Unsuitable Investment Recommendations

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Charles Friedlander. According to his publicly available FINRA BrokerCheck report, Charles Friedlander has…
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Nov 07
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Gil Sharon Allegedly Trades His Customers’ Accounts Excessively

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Gil Sharon. According to his publicly available FINRA BrokerCheck report, Gil Sharon has been…
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Nov 07
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Amadou Bah Allegedly Churns His Client’s Account

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Amadou Bah. According to his publicly available FINRA BrokerCheck report, Amadou Bah has…
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Nov 07
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Paul Gordon Allegedly Recommends Unsuitable Municipal Bonds

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Paul Gordon. According to his publicly available FINRA BrokerCheck report, Paul Gordon has been…
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Nov 07
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AdobeStock 99622416

Malcolm Reader Allegedly Misrepresents Puerto Rico and Virgin Island Bonds

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Malcolm Reader. According to his publicly available FINRA BrokerCheck report, Malcolm Reader has been…
Read More
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