The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Charles Friedlander. According to his publicly available FINRA BrokerCheck report, Charles Friedlander has been the subject of a customer dispute.
Charles Friedlander was a New York-based securities broker. He worked in the securities industry for thirty years. During his career, he was registered with four different securities firms. He is no longer working as a registered securities broker in any fashion.
His Registrations
- Lehman Brothers (1987-1993)
- Citigroup Global Markets (1993-2009)
- Morgan Stanley (2009-2013)
- Merrill Lynch (2013-2018)
Oakes & Fosher Can Help
In December 2017, customers alleged that Charles Friedlander made unsuitable investment recommendations. The alleged transgressions taking place between 2014 and 2017. This case was settled for $37,500 in damages.
Oakes & Fosher Can Help
Many investors are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who have lost money in this fashion may actually be entitled to damages.
Oakes & Fosher dedicates its entire legal practice to helping investors across the nation. If you, or someone you know, have lost money investing with Charles Friedlander, please contact Oakes & Fosher for a free and private consultation.
