The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Charles Friedlander. According to his publicly available FINRA BrokerCheck report, Charles Friedlander has been the subject of a customer dispute.

Charles Friedlander was a New York-based securities broker. He worked in the securities industry for thirty years. During his career, he was registered with four different securities firms. He is no longer working as a registered securities broker in any fashion.

His Registrations

  • Lehman Brothers (1987-1993)
  • Citigroup Global Markets (1993-2009)
  • Morgan Stanley (2009-2013)
  • Merrill Lynch (2013-2018)

Oakes & Fosher Can Help

In December 2017, customers alleged that Charles Friedlander made unsuitable investment recommendations. The alleged transgressions taking place between 2014 and 2017. This case was settled for $37,500 in damages.

Oakes & Fosher Can Help

Many investors are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who have lost money in this fashion may actually be entitled to damages.

Oakes & Fosher dedicates its entire legal practice to helping investors across the nation. If you, or someone you know, have lost money investing with Charles Friedlander, please contact Oakes & Fosher for a free and private consultation.