Scott Ente Allegedly Breaches His Fiduciary Duty
November 8, 2018
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Scott Ente. According to his publicly available FINRA BrokerCheck report, Scott Ente has been the subject of a customer dispute.
Scott Ente is a New York-based securities broker. He has worked in the securities industry for twenty-four years. He has spent his entire career registered with just David Lerner Associates.
The Allegations
In January 2018, a customer alleged that Scott Ente recommended unsuitable investments, made material misrepresentations and omissions, and breached his fiduciary duty. The customer is seeking $500,000 in damages.
Oakes & Fosher Can Help
Oakes & Fosher dedicates its entire legal practice to helping investors across the nation. If you, or someone you know, have lost money investing with Scott Ente, please contact Oakes & Fosher for a free and private consultation.
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