Over the last 12 years, Oakes & Fosher has tried and won more FINRA arbitration cases on behalf of individual investors than any other law firm in the country.

*Past results do not guarantee a similar outcome. The choice of a lawyer is an important decision and should not be based alone on prior results.

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The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Scott Ente. According to his publicly available FINRA BrokerCheck report, Scott Ente has been the subject of a customer dispute.

Scott Ente is a New York-based securities broker. He has worked in the securities industry for twenty-four years. He has spent his entire career registered with just David Lerner Associates.

The Allegations

In January 2018, a customer alleged that Scott Ente recommended unsuitable investments, made material misrepresentations and omissions, and breached his fiduciary duty. The customer is seeking $500,000 in damages.

Oakes & Fosher Can Help

Oakes & Fosher dedicates its entire legal practice to helping investors across the nation. If you, or someone you know, have lost money investing with Scott Ente, please contact Oakes & Fosher for a free and private consultation.