The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Scott Curtis. According to his publicly available FINRA BrokerCheck report, Scott Curtis has been the subject of multiple customer disputes.

Scott Curtis is a New York-based securities broker. He has worked in the securities industry for thirty-five years. He has spent his entire career registered with Merrill Lynch.

The Allegations

  • In October 2002, a customer alleged that Scott Curtis placed them in an investment that was inconsistent with their previously stated investment objectives.
  • In January 2018, a customer alleged that Scott Curtis recommended unsuitable securities and made material misrepresentations and omissions of material facts. This case was settled for $35,000 in damages.

Oakes & Fosher Can Help

Many investors are unware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who have lost money in this fashion may actually be entitled to damages.

Oakes & Fosher dedicates its entire legal practice to helping investors across the nation. If you, or someone you know, have lost money investing with Scott Curtis, please contact Oakes & Fosher for a free and private consultation.