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Oakes Fossher LLC Accounting firm st louis

Securities Blog

Since 2007, Oakes and Fosher has won more cases on behalf of individual investors tried before full FINRA panels than any other attorney in the country.
Jul 31
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Suhail Khan Allegedly Recommends Unsuitable Alternative Investments

By Oakes & Fosher Alternative Investment, Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker Suhail Khan. According to his publicly available FINRA BrokerCheck report, Suhail Khan has…
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Jul 31
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Theodore Coleman Allegedly Trades His Customers’ Accounts Excessively

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of securities broker Theodore Coleman. According to his publicly available FINRA BrokerCheck report, Theodore Coleman has been…
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Jul 31
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Frederick Olson Discharged from Oak Ridge Financial Services Group Following Allegations Of Negligence

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker Frederick Olson. According to his publicly available FINRA BrokerCheck report, Frederick Olson has…
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Jul 31
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Oakes and Fosher Brings New Arbitration Cases Against United Development Funding III And IV

By Oakes & Fosher Alternative Investment, Current Investigations No Comments
United Development Funding has been under investigation by the Securities and Exchange Commission since April 2014. United Development Funding IV, or UDF IV, and its predecessor, UDF III, are what…
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Jul 31
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Marc Korsch Allegedly Recommends Highly Unsuitable Annuity Switches

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of securities broker Marc Korsch--a securities broker we have had dealings with in the past. Marc Korsch…
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Jul 30
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Charles Doraine Allegedly Engages In Excessive Product Switches

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Charles Doraine. According to his publicly available FINRA BrokerCheck report, Charles Doraine has been…
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Jul 30
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Craig Wakefield Allegedly Makes Unsuitable Investment Recommendations

By Oakes & Fosher Current Investigations No Comments
Oakes & Fosher is presently investigating the possible misconduct of securities broker Craig Wakefield. According to his publicly available FINRA BrokerCheck report, he has been the subject of multiple customer…
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Jul 30
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Patrick Dever Allegedly Purchases Unsuitable Securities

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of securities broker Patrick Dever. According to his publicly available FINRA BrokerCheck report, Patrick Dever has been…
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Jul 30
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Robert Yasnis Allegedly Churns A Customer’s Account

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is currently investigating the possible negligence and/or misconduct of securities broker Robert Yasnis. According to his publicly available FINRA BrokerCheck report, Robert Yasnis…
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Jul 16
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Paul Mauro Sanctioned By The Massachusetts Securities Division

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of securities broker Paul Mauro. According to his publicly available FINRA BrokerCheck report, Paul Mauro has been…
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