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    • Alternative Investments
      • Non-Traded REITs
      • Non-Traded BDCs
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    • FINRA Arbitration
    • Churning & Excessive Trading
    • Stockbroker Fraud
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Oakes Fossher LLC Accounting firm st louis

Securities Blog

Since 2007, Oakes and Fosher has won more cases on behalf of individual investors tried before full FINRA panels than any other attorney in the country.
Jul 04
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Ramon Herrera Allegedly Withdraws Customer Funds Without Permission

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker Ramon Herrera. According to his publicly available FINRA BrokerCheck report, Ramon Herrera has…
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Jun 21
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George Mathis Allegedly Recommends Unsuitable Securities

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of securities broker George Mathis. According to his publicly available FINRA BrokerCheck report, George Mathis has been the…
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Jun 20
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Don Traywick Suspended By FINRA

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is currently investigating the possible misconduct of securities broker Don Traywick. According to his publicly available FINRA BrokerCheck report, Don Traywick has been the…
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Jun 20
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Investor Claims Michael Ralston Gave Them Unsuitable Recommendations

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of securities broker Michael Ralston. According to his publicly available FINRA BrokerCheck report, Michael Ralston is presently…
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Jun 20
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Steven Reznik Allegedly Misrepresents And Omits Key Details Regarding Invesmtents

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is currently investigating the possible misconduct of former securities broker Steven Reznik. According to his publicly available FINRA BrokerCheck report, Steven Reznik has…
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Jun 05
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Centaurus Financial Broker Timothy Tremblay Allegedly Invests Customers In Unsuitable Non-Traded REITs

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher, LLC recently filed an arbitration on behalf of investors against Centaurus Financial regarding brokerage accounts handled by FINRA licensed broker Timothy Tremblay. According…
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Sep 25
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Michael B. Barnett Allegedly Invests Multiple Customers In The Unsuitable Breitburn Energy

By Oakes & Fosher Current Investigations
The law firm of Oakes & Fosher has had an ongoing investigation against securities broker Michael B. Barnett since we filed our first claim against him in July 2016. As…
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Aug 16
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William Glaser Allegedly Unsuitably Advises Customers To Liquidate Assets And Purchase Promissory Notes

By Oakes & Fosher Alternative Investment, Current Investigations
The law  firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker William Glaser. According to his publicly available FINRA BrokerCheck report, William Glaser has…
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Jun 17
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James Lunsford Allegedly Creates And Recommends The Highly Unsuitable Jadda Fund

By Oakes & Fosher Alternative Investment, Current Investigations
The law firm of Oakes & Fosher is currently interested in hearing from investors who believe that they may have lost money investing with former securities broker James Lunsford. According…
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Jun 15
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Matthew Christopher Maczko Allegedly Churns Customer Accounts

By Oakes & Fosher Current Investigations
The law firm of Oakes & Fosher is currently investigating the possible negligence and/or misconduct of former securities broker Matthew Christopher Maczko. According to his publicly available FINRA BrokerCheck report,…
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