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Oakes Fossher LLC Accounting firm st louis

Securities Blog

Since 2007, Oakes and Fosher has won more cases on behalf of individual investors tried before full FINRA panels than any other attorney in the country.
Aug 28
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Steven Pagartanis Allegedly Converts Customer Funds By Operating A Five Year Long Ponzi Scheme

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker Steven Pagartanis. According to his publicly available FINRA BrokerCheck report, Steven Pagartanis has…
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Aug 27
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Ron Jason Ison Barred By FINRA

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker Ron Jason Ison. According to his publicly available FINRA BrokerCheck report, Ron Jason…
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Aug 27
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Carlos Domenech Allegedly Recommends Highly Unsuitable Puerto Rican Closed-End Bond Funds

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker Carlos Domenech. According to his publicly available FINRA BrokerCheck report, Carlos Domenech has…
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Aug 27
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Mark Senofonte Allegedly Converts Customer Funds

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of securities broker Mark Senofonte. According to his publicly available FINRA BrokerCheck report, Mark Senofonte has been…
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Aug 27
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Clifton Roberts Terminated From LPL Financial

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of securities broker Clifton Roberts. According to his publicly available FINRA BrokerCheck report, Clifton Roberts has been…
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Aug 27
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Ronald Cameron Allegedly Fails To Conduct The Necessary Due Diligence

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of securities broker Ronald Cameron. According to his publicly available FINRA BrokerCheck report, Ronald Cameron has been…
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Aug 27
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Christopher Sinkula Allegedly Recommends Unsuitable Securities To Multiple Customers

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of securities broker Christopher Sinkula. According to his publicly available FINRA BrokerCheck report, Christopher Sinkula has been…
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Aug 22
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Donald Preston Resigns From PFS Investments Following Allegations Of Recommending Highly Unsuitable Annuity Switches

By Oakes & Fosher Current Investigations No Comments
Oakes & Fosher is presently investigating the possible misconduct of former securities broker Donald Preston. According to his publicly available FINRA BrokerCheck report, Donald Preston has been the subject of…
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Aug 22
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Andrew Jay Lowe Suspended By FINRA For Alleged Unsuitable Mutual Fund Recommendations

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker Andrew Jay Lowe. According to his publicly available FINRA BrokerCheck report, Andrew Jay…
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Aug 22
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Michael Spolar Suspended By FINRA After Allegedly Exercising Discretion Without The Proper Authorization

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is currently investigating the possible misconduct of former securities broker Michael Spolar. According to his publicly available FINRA BrokerCheck report, Michael Spolar has…
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