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    • FINRA Arbitration
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    • Stockbroker Fraud
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Jul 01
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James Walesa Broker Misconduct & Securities Fraud – Oakes & Fosher Investigation

By Oakes & Fosher Uncategorized No Comments
James Walesa Under Investigation for Broker Misconduct & Securities Fraud Oakes & Fosher is actively investigating broker misconduct claims involving James Walesa, a former financial advisor accused of recommending high-risk…
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Dec 06
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David Karandos Allegedly Recommends High-Risk, Illiquid, Alternative Investments, Including Non-Traded REITs.

By Oakes & Fosher Uncategorized No Comments
The law firm of Oakes & Fosher has represented clients in FINRA arbitration claims based on the actions of former stockbroker David Karandos. The latest litigation resulted in an award…
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Oct 07
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Arkady Ginsburg Of Aegis Capital Corp Allegedly Engages In Excessive and Unsuitable Trading

By Oakes & Fosher Uncategorized No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Arkady Ginsburg. According to his publicly available FINRA BrokerCheck report, Arkady Ginsburg has been…
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Aug 30
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Atlas Growth Partners Investors May Have Suffered Serious Damages

By Oakes & Fosher Current Investigations, Uncategorized No Comments
The law firm of Oakes & Fosher is currently interested in hearing from investors that believe they may have lost money investing with Atlas Growth Partners. There were many warning…
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Mar 05
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Daniel Pimental Allegedly Engages In Churning

By Oakes & Fosher Uncategorized No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Daniel Pimental. According to his publicly available FINRA BrokerCheck report, Daniel Pimental has been…
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Mar 04
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Dustin Shafer Allegedly Recommends Unsuitable Alternative Investmetns

By Oakes & Fosher Uncategorized No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Dustin Shafer. According to his publicly available FINRA BrokerCheck report, Dustin Shafer has been…
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Dec 17
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Jefferey Dyra Allegedly Misappropriates A Customer’s Funds

By Oakes & Fosher Uncategorized No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Jefferey Dyra. According to his publicly available FINRA BrokerCheck report, Jefferey Dyra has…
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Dec 05
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Patricia Loris Allegedly Fails To Prevent Further Loss

By Oakes & Fosher Uncategorized No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Patricia Loris. According to her publicly available FINRA BrokerCheck report, Patricia Loris has been…
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Dec 05
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Matthew Paolucci Allegedly Recommends Unsuitable Investments

By Oakes & Fosher Uncategorized No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Matthew Paolucci. According to his publicly available FINRA BrokerCheck report, Matthew Paolucci has…
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