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Current Investigations

Sep 26
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Kari Bracy Allegedly Misrepresents A Private Investment

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker Kari Bracy. According to her publicly available FINRA BrokerCheck report, Kari Bracy has…
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Sep 25
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Robert Tweed Allegedly Negligently And Fraudulently Misleads Investors About The “Athenian Fund”

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of securities broker Robert Tweed. According to his publicly available FINRA BrokerCheck report, Robert Tweed has been…
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Sep 25
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Eric Korhut Allegedly Executes Numerous Unauthorized Trades

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker Eric Korhut. According to his publicly available FINRA BrokerCheck report, Eric Korhut has…
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Sep 25
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Jon Sugick Allegedly Recommends Commodities Not Approved By His Member Firm

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Jon Sugick. According to his publicly available FINRA BrokerCheck report, Jon Sugick has…
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Sep 25
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Francisco Faraco Allegedly Executes An Unauthorized Bond Transaction

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker Francisco Faraco. According to his publicly available FINRA BrokerCheck report, Francisco Faraco has…
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Sep 25
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Daniel Irving Allegedly Marks Solicited Trades As Unsolicited

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of securities broker Daniel Irving. According to his publicly available FINRA BrokerCheck report, Daniel Irving has been…
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Sep 25
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Matthew Alan Morris Allegedly Cuts And Pastes Clients’ Signatures To Authorize Purchases Of Annuities

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker Matthew Alan Morris. According to his publicly available FINRA BrokerCheck report, Matthew Alan…
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Sep 25
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Jeffrey Conklin Allegedly Writes A Series Of Bad Checks

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker Jeffrey Conklin. According to his publicly available FINRA BrokerCheck report, Jeffrey Conklin has…
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Sep 25
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Sebastian Jimenez Allegedly Conceals Source Of Customer Deposits

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker Sebastian Jimenez. According to his publicly available FINRA BrokerCheck report, Sebastian Jimenez has…
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Sep 20
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Clarence McGill Barred By FINRA

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker Clarence McGill. According to his publicly available FINRA BrokerCheck report, Clarence McGill has…
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