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Oakes & Fosher

Jan 23
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Anthony Sica Allegedly Makes Unsuitable Investment Recommendations To An Elderly Customer

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Anthony Sica. According to his publicly available FINRA BrokerCheck report, Anthony Sica has been…
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Jan 23
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Matthew Grabbe Allegedly Exercises Discretion Without Proper Authorization

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Matthew Grabbe. According to his publicly available FINRA BrokerCheck report, Matthew Grabbe has been…
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Jan 23
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Michael Oromaner Suspended For Two Years Due To Alleged Unapproved Discretionary Trading

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Michael Oromaner. According to his publicly available FINRA BrokerCheck report, Michael Oromaner has…
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Jan 15
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Paul Lascelle Allegedly Trades An Investor’s Account Excessively

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Paul Lascelle. According to his publicly available FINRA BrokerCheck report, Paul Lascelle has…
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Jan 15
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Timothy Gibbons Allegedly Makes Unsuitable Investment Recommendations

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Timothy Gibbons. According to his publicly available FINRA BrokerCheck report, Timothy Gibbons has…
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Jan 15
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Robert Wilder Allegedly Engages In Unauthorized Private Securities Transactions

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Robert Wilder. According to his publicly available FINRA BrokerCheck report, Robert Wilder has…
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Jan 15
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William Jordan Jr. Allegedly Engages In A Fraudulent Trading Scheme Designed To Falsify Market Growth

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker William Jordan Jr. According to his publicly available FINRA BrokerCheck report, William Jordan Jr.…
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Jan 15
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Patricia Peterson Terminated From Williams Financial Group

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Patricia Peterson. According to his publicly available FINRA BrokerCheck report, Patricia Peterson has been…
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Jan 15
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Charles Lundell Allegedly Breaches His Fiduciary Duty

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Charles Lundell. According to his publicly available FINRA BrokerCheck report, Charles Lundell has…
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Jan 15
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James Michael Kennedy Allegedly Engages In Unauthorized Discretionary Trading

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker James Michael Kennedy. According to his publicly available FINRA BrokerCheck report, James Michael…
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