Dr. Craig McCann and his firm, Securities Litigation Consulting Group, examined the Walton Land Fund 3 private placement and determined that “Walton launders extraordinary fees through property transactions and reports…
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In November of 2023, Center Street Securities (CS) notified the Financial Industry Regulatory Authority Inc. (FINRA) that it was terminating its affiliation as a licensed securities broker-dealer. Center Street sold…
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Arete Wealth Management, a Chicago-based broker-dealer firm focused on alternative investments, has paid out more than $1.1 million in settlements to investors in Q1 2024. The particular reasons for the…
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Donald Saunders, a former railroad worker, recently won a groundbreaking $1.2 million arbitration claim against Concourse Financial Group Securities Inc., thanks to the efforts of his attorney, Bruce Oakes of…
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Greenbacker Renewable Energy Recently Suspended Distributions The Greenbacker Renewable Energy Fund recently suspended its distributions, and investors are not receiving the regular payments they were promised. This investment product was…
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Some FINRA-licensed brokerage firms sold investments in private placements sponsored by Walton Holdings. These investments were particularly speculative, with high enumerated and hidden costs. Investors in Walton Land Fund 3…
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The Financial Industry Regulatory Authority (FINRA) provides a forum for mediation and arbitration to resolve disagreements and protect investors. In general, a dispute based on your financial advisor’s misconduct could…
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The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Dennis Fearing. According to his publicly available FINRA BrokerCheck report, Dennis Fearing has been…
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What to Do When Your Stockbroker Recommends Unsuitable Investments The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker John Kevin Egan, who recommended…
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New secondary market pricing on the Priority Income Fund of $7.50 per share reflects that the sponsor’s NAV is roughly 40% too high. Recent transactions in the secondary trading market…
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