Kevin Scott Woolf Barred By FINRA Following Allegations Of Engaging In Undisclosed Outside Business Activities
December 30, 2018
Kevin Scott Woolf was a Florida based securities broker. He worked in the securities industry for just three years. He spent his entire career registered with Morgan Stanley. He is no longer working as a registered securities broker in any fashion.
Kevin Scott Woolf's publicly available FINRA BrokerCheck report shows that he was sanctioned by FINRA in January 2018. Woolf was the subject of a FINRA investigation into him allegedly engaging in multiple outside business activities--none of which had allegedly never been disclosed to his member firm. During the investigation, Woolf allegedly failed to appear for on-the-record testimony and was thusly barred from acting as a securities broker in any fashion.
Oakes & Fosher dedicates its entire legal practice to helping investors across the nation. If you, or someone you know have lost money investing with Kevin Scott Woolf, please contact Oakes & Fosher for a free and private consultation
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