Kevin Scott Woolf was a Florida based securities broker. He worked in the securities industry for just three years. He spent his entire career registered with Morgan Stanley. He is no longer working as a registered securities broker in any fashion.
Kevin Scott Woolf’s publicly available FINRA BrokerCheck report shows that he was sanctioned by FINRA in January 2018. Woolf was the subject of a FINRA investigation into him allegedly engaging in multiple outside business activities–none of which had allegedly never been disclosed to his member firm. During the investigation, Woolf allegedly failed to appear for on-the-record testimony and was thusly barred from acting as a securities broker in any fashion.
Oakes & Fosher dedicates its entire legal practice to helping investors across the nation. If you, or someone you know have lost money investing with Kevin Scott Woolf, please contact Oakes & Fosher for a free and private consultation