Joseph Farah Allegedly Engages In Unapproved Outside Business Activities
December 30, 2018
Joseph Farah was a California based securities broker. He worked in the securities industry for seventeen years. During his career, he was registered with three different securities firms.
His registrations included; Financial Network Investment Corporation (1998), National Planning Corporation (1998-2002), and Gold Coast Securities (2002-2015). He is no longer working as a registered securities broker in any fashion.
Joseph Farah's publicly available FINRA BrokerCheck report shows that he was terminated from his position at Gold Coast Securities in September 2015. This followed allegations that he engaged in outside business activities without getting authorization from his member firm.
Oakes & Fosher dedicates its entire legal practice to helping investors across the nation. If you, or someone you know, have lost money investing with Joseph Farah, please contact Oakes & Fosher for a free and private consultation.
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