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  • Practice Areas
    • Alternative Investments
      • Non-Traded REITs
      • Non-Traded BDCs
      • Private Placements
      • Promissory Notes
    • FINRA Arbitration
    • Churning & Excessive Trading
    • Stockbroker Fraud
      • Elder Fraud
      • Ponzi Scheme
      • Conversion Fraud
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      • Variable Annuities
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Oakes Fossher LLC Accounting firm st louis
Category

Alternative Investment

Sep 20
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Bradley Tennison Barred By FINRA Following Allegations Of Soliciting Funds For A Fraudulent Investment

By Oakes & Fosher Alternative Investment, Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Bradley Tennison. According to his publicly available FINRA BrokerCheck report, Bradley Tennison has…
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Aug 21
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Kyusun Kim Allegedly Inflates The Net Worth Of Elderly Investors

By Oakes & Fosher Alternative Investment, Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker Kyusun Kim. According to his publicly available FINRA BrokerCheck report, Kyusun Kim has…
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Aug 13
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Mid Atlantic Capital Allowed Brokers To Create And Sell An Illiquid, Speculative Private Placement Known As Jadda

By Oakes & Fosher Alternative Investment, Current Investigations No Comments
Private Placements The JADDA Secured Senior Mortgage Fund (JADDA) was what is known as a private placement. Private placements are highly speculative and highly illiquid investments sold by third-tier securities…
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Aug 09
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KBS Real Estate Investment Trust

By Oakes & Fosher Alternative Investment, Current Investigations No Comments
A REIT, or Real Estate Investment Trust, is a focused real estate investment. A non-traded REIT is a security that is not listed or sold on the public stock exchanges.…
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Aug 07
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Walter Parker Allegedly Recommends The Fraudulent UDF IV Fund

By Oakes & Fosher Alternative Investment, Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Walter Parker. According to his publicly available FINRA BrokerCheck report, Walter Parker has…
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Jul 31
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Suhail Khan Allegedly Recommends Unsuitable Alternative Investments

By Oakes & Fosher Alternative Investment, Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker Suhail Khan. According to his publicly available FINRA BrokerCheck report, Suhail Khan has…
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Jul 31
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Oakes and Fosher Brings New Arbitration Cases Against United Development Funding III And IV

By Oakes & Fosher Alternative Investment, Current Investigations No Comments
United Development Funding has been under investigation by the Securities and Exchange Commission since April 2014. United Development Funding IV, or UDF IV, and its predecessor, UDF III, are what…
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Aug 16
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William Glaser Allegedly Unsuitably Advises Customers To Liquidate Assets And Purchase Promissory Notes

By Oakes & Fosher Alternative Investment, Current Investigations
The law  firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker William Glaser. According to his publicly available FINRA BrokerCheck report, William Glaser has…
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Jun 17
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James Lunsford Allegedly Creates And Recommends The Highly Unsuitable Jadda Fund

By Oakes & Fosher Alternative Investment, Current Investigations
The law firm of Oakes & Fosher is currently interested in hearing from investors who believe that they may have lost money investing with former securities broker James Lunsford. According…
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