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Oakes & Fosher

Jan 15
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Victor Dandridge III Allegedly Misappropriates Customer Funds

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Victor Dandridge III. According to his publicly available FINRA BrokerCheck report, Victor Dandridge…
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Jan 14
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Lisa Lowi Allegedly Recommends High-Risk “Junk” Bonds To Numerous Customers

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Lisa Lowi. According to her publicly available FINRA BrokerCheck report, Lisa Lowi has…
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Jan 14
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Joseph Thurnherr Allegedly Churns His Clients’ Accounts

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Joseph Thurnherr. According to his publicly available FINRA BrokerCheck report, Joseph Thurnherr has…
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Jan 14
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Charles Laverty Allegedly Solicits Unapproved Loans From Multiple Customers

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Charles Laverty. According to his publicly available FINRA BrokerCheck report, Charles Laverty has…
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Jan 14
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Christopher Goslin Allegedly Makes Material Misrepresentations And Omissions

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Christopher Goslin. According to his publicly available FINRA BrokerCheck report, Christopher Goslin has…
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Jan 14
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Joseph Valdini Allegedly Breaches Contract

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Joseph Valdini. According to his publicly available FINRA BrokerCheck report, Joseph Valdini has…
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Jan 14
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Craig Sutherland Allegedly Recommends Unsuitable Investments And Fails To Conduct Due Diligence

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Craig Sutherland. According to his publicly available FINRA BrokerCheck report, Craig Sutherland has…
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Jan 14
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Ashley Arnsdorff Allegedly Makes Material Misrepresentations To A Customer

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Ashley Arnsdorff. According to his publicly available FINRA BrokerCheck report, Ashley Arnsdorff has…
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Jan 14
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Michael Guilfoyle Allegedly Churns Multiple Clients’ Accounts

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Michael Guilfoyle. According to his publicly available FINRA BrokerCheck report, Michael Guilfoyle has…
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Jan 13
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Tyrone Y. Pang Was Barred By FINRA Following Allegations Of Mishandling Client Funds

By Oakes & Fosher Current Investigations No Comments
Tyrone Y. Pang was a California based securities broker. He worked in the securities industry for seven years. During his career, he was registered with just two different securities firms.…
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