Skip to main content
Hit enter to search or ESC to close
Close Search
oakes & fosher, llc logo
search
Menu
  • Practice Areas
    • Alternative Investments
      • Non-Traded REITs
      • Non-Traded BDCs
      • Private Placements
      • Promissory Notes
    • FINRA Arbitration
    • Churning & Excessive Trading
    • Stockbroker Fraud
      • Elder Fraud
      • Ponzi Scheme
      • Conversion Fraud
    • Annuity Fraud
      • Equity Indexed Annuities
      • Variable Annuities
    • Broker Negligence
    • Insurance Fraud Lawyer
      • Variable Life Insurance Fraud
      • Whole Life Insurance Fraud
  • About Us
    • Bruce D Oakes
    • Richard B Fosher
    • Paralegals & Staff
  • Our Results
    • Awards & Settlements
    • Testimonials
  • Resources
    • Blog
    • Current Investigations
    • In the News
    • Securities Fraud Resources
    • Upload Information
  • Contact
  • (314) 428-7600
  • search
  • Practice Areas
    • Alternative Investments
      • Non-Traded REITs
      • Non-Traded BDCs
      • Private Placements
      • Promissory Notes
    • FINRA Arbitration
    • Churning & Excessive Trading
    • Stockbroker Fraud
      • Elder Fraud
      • Ponzi Scheme
      • Conversion Fraud
    • Annuity Fraud
      • Equity Indexed Annuities
      • Variable Annuities
    • Broker Negligence
    • Insurance Fraud Lawyer
      • Variable Life Insurance Fraud
      • Whole Life Insurance Fraud
  • About Us
    • Bruce D Oakes
    • Richard B Fosher
    • Paralegals & Staff
  • Our Results
    • Awards & Settlements
    • Testimonials
  • Resources
    • Blog
    • Current Investigations
    • In the News
    • Securities Fraud Resources
    • Upload Information
  • Contact
  • (314) 428-7600
Oakes Fossher LLC Accounting firm st louis
All Posts By

Oakes & Fosher

Aug 13
Love0
AdobeStock 65075816

Mitchell Yanow Barred by FINRA and Terminated From Stifel, Nicolaus & Company for Alleged Fund Conversion

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker Mitchell Yanow. According to his publicly available FINRA BrokerCheck report, Mitchell Yanow has…
Read More
Aug 13
Love0
AdobeStock 4796565

Michael Rosalia Allegedly Engages In Unsuitable Margin Trading

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of securities broker Michael Rosalia. According to his publicly available FINRA BrokerCheck report, Michael Rosalia has been…
Read More
Aug 13
Love0
AdobeStock 16472899

Douglas Alexander Allegedly Makes Unsuitable Investment Recommendations

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of securities broker Douglas Alexander. According to his publicly available FINRA BrokerCheck report, Douglas Alexander has been…
Read More
Aug 09
Love0
featured blog image oakes fosher5

Joel Flaningan Allegedly Recommends A Fraudulent Security Operating As A Ponzi Scheme

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker Joel Flaningan. According to his publicly available FINRA BrokerCheck report, Joel Flaningan has…
Read More
Aug 09
Love0
AdobeStock 169556616

Sean Parikh Allegedly Churns His Client’s Account

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is currently investigating the possible misconduct or negligence of former securities broker Sean Parikh, also known as Kishan Parikh. Our law firm filed…
Read More
Aug 09
Love0
AdobeStock 104807874

KBS Real Estate Investment Trust

By Oakes & Fosher Alternative Investment, Current Investigations No Comments
A REIT, or Real Estate Investment Trust, is a focused real estate investment. A non-traded REIT is a security that is not listed or sold on the public stock exchanges.…
Read More
Aug 09
Love0
AdobeStock 41845221

Xavier Patino Suspended By FINRA And Terminated From J.P. Morgan

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of securities broker Xavier Patino. According to his publicly available FINRA BrokerCheck report, Xavier Patino has been…
Read More
Aug 08
Love0
AdobeStock 117784175

Erik Littlejohn Allegedly Fails To Disclose Associated Risks

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of securities broker Erik Littlejohn. According to his publicly available FINRA BrokerCheck report, Erik Littlejohn has been…
Read More
Aug 08
Love0
AdobeStock 16472899

Randy Carpen Allegedly Engages In Excessive Trading

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker Randy Carpen. According to his publicly available FINRA BrokerCheck report, Randy Carpen has…
Read More
Aug 08
Love1
AdobeStock 130231971

Michael Pepe Allegedly Executes Unauthorized Trades

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of securities broker Michael Pepe. According to his publicly available FINRA Broker Check report, Michael Pepe has…
Read More
  • Previous
  • 1
  • …
  • 143
  • 144
  • 145
  • 146
  • 147
  • …
  • 150
  • Next

contact usawards & settlementsour attorneysclient testimonialsfirm news

Contact Us

Address: 1401 S Brentwood Blvd #250, St. Louis, MO 63144 | Phone:  (314) 428-7600  Fax: (314) 428-7604

© 2026 Oakes & Fosher Law. All Rights Reserved. | Privacy Policy & Terms Of Use | Disclaimer | Sitemap