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Oakes & Fosher

Sep 13
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Richard Gomez Allegedly Defrauds Investors Out Of Almost Half A Million Dollars

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker Richard Gomez. According to his publicly available FINRA BrokerCheck report, Richard Gomez has…
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Sep 13
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Oakes And Fosher Sues New England Securities For Alleged Failure To Supervise

By Oakes & Fosher Oakes & Fosher in the News No Comments
Tale Of Cheating Planner Teaches Lesson By Jim Gallagher | September 27, 2009 In December 2006, Marge and Clyde Crutcher of Godfrey got a letter from the financial planner managing…
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Sep 13
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Scott Mass Allegedly Recommends Unsuitable Puerto Rico Bonds

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of securities broker Scott Mass. According to his publicly available FINRA BrokerCheck report, Scott Mass has been…
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Sep 13
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John Tao Allegedly Recommends Unsuitable Leveraged ETFs

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of securities broker John Tao. According to his publicly available FINRA BrokerCheck report, John Tao has been…
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Sep 13
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Larry Gregurash Allegedly Misrepresents The Features Of A Customer’s Variable Annuity

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of securities broker Larry Gregurash. According to his publicly available FINRA BrokerCheck report, Larry Gregurash has been…
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Sep 13
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Michael Botwinick Allegedly Recommends Unsuitable And Illiquid Investments

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of securities broker Michael Botwinick. According to his publicly available FINRA BrokerCheck report, Michael Botwinick has been…
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Sep 13
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Eric Stubbe Allegedly Recommended Highly Unsuitable Puerto Rico Municipal Bonds And Closed-End Funds

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker Eric Stubbe. According to his publicly available FINRA BrokerCheck report, Eric Stubbe has…
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Sep 13
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Floyd Powell Allegedly Recommends A Fraudulent Woodbridge Investment Fund

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker Floyd Powell. According to his publicly available FINRA BrokerCheck report, Floyd Powell has…
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Sep 12
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Jun Zhou Recently Discharged From The Leaders Group For Alleged Unreported Outside Business Activities

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Jun Zhou. According to her publicly available FINRA BrokerCheck report, Jun Zhou has…
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Sep 12
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Jason Brienen Discharged From Raymond James Financial Services

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker Jason Brienen. According to his publicly available FINRA BrokerCheck report, Jason Brienen has…
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