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Oakes & Fosher

Sep 18
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Lawrence Murphy Allegedly Breaches His Fiduciary Duty

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of securities broker Lawrence Murphy. According to his publicly available FINRA BrokerCheck report, Lawrence Murphy has been…
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Sep 18
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Peter Holler Allegedly Recommends Securities Connected To The Fraudulent Woodbridge Group Of Companies

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Peter Holler. According to his publicly available FINRA BrokerCheck report, Peter Holler has…
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Sep 18
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Joshua Stamm Allegedly Takes Part In Unauthorized Private Securities Transactions

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker Joshua Stamm. According to his publicly available FINRA BrokerCheck report, Joshua Stamm has…
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Sep 18
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Kelly Barnett Allegedly Executes Unauthorized Trades

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker Kelly Barnett. According to his publicly available FINRA BrokerCheck report, Kelly Barnett has…
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Sep 18
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Robert Newman Allegedly Exercises Discretion Without The Proper Authorization

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of securities broker Robert Newman. According to his publicly available FINRA BrokerCheck report, Robert Newman has been…
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Sep 18
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Michael Swingle Allegedly Solicits $118,500 In Loans From Customers To Pay Off Gambling Debts

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker Michael Swingle. According to his publicly available FINRA BrokerCheck report, Michael Swingle has…
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Sep 18
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Alex Herrera Allegedly Converts Customer Funds

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker Alex Herrera. According to his publicly available FINRA BrokerCheck report, Alex Herrera has…
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Sep 13
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Devin Wicker Allegedly Converts Customer Funds To Pay For His Company’s Operating Costs

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker Devin Wicker. According to his publicly available FINRA BrokerCheck report, Devin Wicker has…
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Sep 13
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Mitchell Kurtz Allegedly Engages In Unauthorized Outside Business Activities

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker Mitchell Kurtz. According to his publicly available FINRA BrokerCheck report, Mitchell Kurtz has…
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Sep 13
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Cheryl George Suspended By FINRA

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker Cheryl George. According to her publicly available FINRA BrokerCheck report, Cheryl George has…
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