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All Posts By

Oakes & Fosher

Nov 26
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David Bolton Allegedly Institutes An Unsuitable Short-Term Trading Strategy

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker David Bolton. According to his publicly available FINRA BrokerCheck report, David Bolton has…
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Nov 26
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Thomas Logue Allegedly Recommends Unsuitable Investments

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Thomas Logue. According to his publicly available FINRA BrokerCheck report, Thomas Logue has…
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Nov 26
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Jeffery Kelly Allegedly Converts Customer Funds

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Jeffery Kelly. According to his publicly available FINRA BrokerCheck report, Jeffery Kelly has…
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Nov 26
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Howard Utz Allegedly Converts Customer Funds Through A Fraudulent Private Investment

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Howard Utz. According to his publicly available FINRA BrokerCheck report, Howard Utz was…
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Nov 26
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Edward O. Daniel Barred By FINRA

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Edward O. Daniel. According to his publicly available FINRA BrokerCheck report, Edward O.…
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Nov 26
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Donna Barnard Allegedly Recommends Fraudulent Woodbridge Products

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Donna Barnard. According to her publicly available FINRA BrokerCheck report, Donna Barnard has…
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Nov 26
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Roger Kroeger Allegedly Misappropriates Cash Funds

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Roger Kroeger. According to his publicly available FINRA BrokerCheck report, Roger Kroeger is…
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Nov 26
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Mark Charles Cohen Barred By FINRA Following Alleged Fund Conversion

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Mark Charles Cohen. According to his publicly available FINRA BrokerCheck report, Mark Charles…
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Nov 19
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James Means Allegedly Engages In Unauthorized Trading

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker James Means. According to his publicly available FINRA BrokerCheck report, James Means has been…
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Nov 19
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Jodie LaMarre Suspended By FINRA Following Allegations Of Giving Poor Investment Advice

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Jodie LaMarre. According to her publicly available FINRA BrokerCheck report, Jodie LaMarre has…
Read More
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